Edward C. Grady - 09 May 2022 Form 4 Insider Report for ADVANCED ENERGY INDUSTRIES INC (AEIS)

Role
Director
Signature
/s/ Elizabeth Vonne - Attorney-in-Fact
Issuer symbol
AEIS
Transactions as of
09 May 2022
Net transactions value
$0
Form type
4
Filing time
11 May 2022, 16:18:44 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEIS Common Stock Award $0 +2,655 +5.1% $0.000000 54,268 09 May 2022 Direct F1, F2
holding AEIS Common Stock 2,000 09 May 2022 By Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an annual grant of restricted stock units on May 9, 2022 as the equity portion of non-employee directors' retainer for Board services under the 2017 Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date.
F2 Represents 2,655 unvested restricted stock units and 51,613 shares of common stock.
F3 These shares are held in trusts for the benefit of Mr. Grady's children. The reporting person is a trustee of the trusts and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.