Frederick D. DiSanto - May 5, 2022 Form 4 Insider Report for AMPCO PITTSBURGH CORP (AP)

Role
Director
Signature
/s/Melanie L. Sprowson, attorney-in-fact
Stock symbol
AP
Transactions as of
May 5, 2022
Transactions value $
$0
Form type
4
Date filed
5/6/2022, 04:00 PM
Previous filing
Mar 23, 2022
Next filing
May 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AP Common Stock Award $0 +21.8K $0.00 21.8K May 5, 2022 Direct F1
holding AP Common Stock 492K May 5, 2022 By: Ancora Catalyst International, LP F2
holding AP Common Stock 42.8K May 5, 2022 By: Ancora Catalyst, LP F3
holding AP Common Stock 485K May 5, 2022 By: Ancora Merlin Institutional, LP F4
holding AP Common Stock 49.7K May 5, 2022 By: Ancora Merlin, LP F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021, including 9,091 shares of common stock issued in lieu of an annual cash retainer for service as a director, at the election of the reporting person. These grants of restricted stock vest on the first anniversary of the grant date.
F2 Shares owned directly by Ancora Catalyst Institutional, LP. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings Group, LLC ("Ancora Holdings"), the sole member of Ancora Alternatives, LLC ("Ancora Alternatives"), the General Partner of Ancora Catalyst Institutional, LP, may be deemed to beneficially own the shares owned directly by Ancora Catalyst Institutional, LP, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3 Shares owned directly by Ancora Catalyst, LP. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Catalyst, LP, may be deemed to beneficially own the shares owned directly by Ancora Catalyst, LP, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F4 Shares owned directly by Ancora Merlin Institutional, LP. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Merlin Institutional, LP, may be deemed to beneficially own the shares owned directly by Ancora Merlin Institutional, LP, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F5 Shares owned directly by Ancora Merlin, LP. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Merlin, LP, may be deemed to beneficially own the shares owned directly by Ancora Merlin, LP, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.