Aaron P. Graft - 01 May 2022 Form 4 Insider Report for Triumph Bancorp, Inc. (TFIN)

Role
President & CEO, Director
Signature
/s/ Adam D. Nelson, Attorney-in-fact
Issuer symbol
TFIN
Transactions as of
01 May 2022
Net transactions value
$0
Form type
4
Filing time
04 May 2022, 16:56:45 UTC
Previous filing
03 Feb 2022
Next filing
12 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFIN Common Stock Award $0 +5,040 +2.1% $0.000000 242,564 01 May 2022 Direct F1
transaction TFIN Common Stock Award $0 +8,043 +3.3% $0.000000 250,607 01 May 2022 Direct F2, F3
holding TFIN Common Stock 3,315 01 May 2022 By Spouse F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TFIN Employee Stock Options Award $0 +10,886 $0.000000 10,886 01 May 2022 Common Stock 10,886 $69.44 Direct F5, F6
holding TFIN Employee Stock Options 8,269 01 May 2022 Common Stock 8,269 $88.63 Direct F5, F6
holding TFIN Employee Stock Options 9,767 01 May 2022 Common Stock 9,767 $26.25 Direct F5, F6
holding TFIN Employee Stock Options 7,103 01 May 2022 Common Stock 7,103 $31.00 Direct F5, F6
holding TFIN Employee Stock Options 9,739 01 May 2022 Common Stock 9,739 $38.75 Direct F5, F6
holding TFIN Employee Stock Options 11,883 01 May 2022 Common Stock 11,883 $25.80 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.
F2 Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.
F3 Consists of (i) 240,869 shares beneficially owned by reporting person, and (ii) 9,738 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
F4 3,315 shares indirectly owned through reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA.
F5 Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.
F6 Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.