James Colquhoun - 28 Apr 2022 Form 4 Insider Report for GAIA, INC (GAIA)

Role: Director
Signature: /S/ Paul Tarell Attorney-In-Fact for James Colquhoun
Issuer symbol: GAIA
Transactions as of: 28 Apr 2022
Net transactions value: $0
Form type: 4
Filing time: 02 May 2022, 06:00:27 UTC
Next filing: 24 Apr 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GAIA	Class A Common Stock	Options Exercise		+3,575	+0.41%		875,294	28 Apr 2022	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GAIA	Restricted Stock Units	Options Exercise	$0	-3,575	-100%	$0.000000^*	0	28 Apr 2022	Class A Common Stock	3,575		Direct	F3, F4
transaction	GAIA	Restricted Stock Unit	Award	$0	+8,488		$0.000000	8,488	28 Apr 2022	Class A Common Stock	8,488		Direct	F3, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units were converted into common stock on a one-for-one basis
F2	Includes 3,575 shares owned directly by Mr. Colquhoun, 751,050 shares owned by the Colquhoun ten Bosch Family Trust for which the reporting person is trustee and 120,669 shares owned by Food Matters Holdings Unit Trust for which the reporting person is trustee.
F3	Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F4	The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.
F5	The RSUs vest on the date of the Annual Shareholder Meeting in April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.