James Colquhoun - Apr 28, 2022 Form 4 Insider Report for GAIA, INC (GAIA)

Role
Director
Signature
/S/ Paul Tarell Attorney-In-Fact for James Colquhoun
Stock symbol
GAIA
Transactions as of
Apr 28, 2022
Transactions value $
$0
Form type
4
Date filed
5/2/2022, 06:00 AM
Next filing
Apr 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GAIA Class A Common Stock Options Exercise +3.58K +0.41% 875K Apr 28, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GAIA Restricted Stock Units Options Exercise $0 -3.58K -100% $0.00* 0 Apr 28, 2022 Class A Common Stock 3.58K Direct F3, F4
transaction GAIA Restricted Stock Unit Award $0 +8.49K $0.00 8.49K Apr 28, 2022 Class A Common Stock 8.49K Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units were converted into common stock on a one-for-one basis
F2 Includes 3,575 shares owned directly by Mr. Colquhoun, 751,050 shares owned by the Colquhoun ten Bosch Family Trust for which the reporting person is trustee and 120,669 shares owned by Food Matters Holdings Unit Trust for which the reporting person is trustee.
F3 Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F4 The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.
F5 The RSUs vest on the date of the Annual Shareholder Meeting in April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.