Chids Mahadevan - 13 Apr 2022 Form 4 Insider Report for Applied Therapeutics Inc. (APLT)

Role
Title: Senior Vice President of Finance (Interim Principal Financial Officer)
Signature
/s/ Shoshana Shendelman as attorney-in-fact
Issuer symbol
APLT
Transactions as of
13 Apr 2022
Net transactions value
$0
Form type
4
Filing time
15 Apr 2022, 19:08:23 UTC
Previous filing
14 May 2021
Next filing
18 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APLT Common Stock Award $0 +2,136 +25% $0.000000 10,705 13 Apr 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APLT Employee Stock Option (Right to Buy) Award $0 +19,058 $0.000000 19,058 13 Apr 2022 Common Stock 19,058 $2.02 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of compensatory Restricted Stock Units granted under Applied Therapeutics, Inc.'s 2019 Equity Incentive Plan. Each compensatory Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock. One-fourth (1/4th) of the compensatory Restricted Stock Units shall vest on April 13, 2023, and one-twelfth (1/12th) of the remaining shares subject to the compensatory Restricted Stock Units shall vest each quarter thereafter, subject to the Reporting Person continuing to provide services through each such date.
F2 Consists of compensatory Options granted under Applied Therapeutics, Inc.'s 2019 Equity Incentive Plan. One-fourth (1/4th) of the shares subject to the compensatory Option shall vest on April 13, 2023, and one thirty-sixth (1/36th) of the remaining shares subject to the compensatory Option shall vest each month thereafter, subject to the Reporting Person continuing to provide services through each such date.

Remarks:

Title: Senior Vice President of Finance (Interim Principal Financial Officer)