John Stephen West - Apr 13, 2022 Form 4 Insider Report for Personalis, Inc. (PSNL)

Role
President and CEO, Director
Signature
/s/ Aaron Tachibana, Attorney-in-fact
Stock symbol
PSNL
Transactions as of
Apr 13, 2022
Transactions value $
$118,551
Form type
4
Date filed
4/15/2022, 06:24 PM
Previous filing
Mar 21, 2022
Next filing
Apr 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PSNL Common Stock Options Exercise $119K +64.4K +18.96% $1.84 404K Apr 13, 2022 Direct F1, F2
transaction PSNL Common Stock Sale -64.4K -15.94% 340K Apr 13, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PSNL Stock Option (Right to Buy) Disposed to Issuer $0 -64.4K -100% $0.00* 0 Apr 13, 2022 Common Stock 64.4K $1.84 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 This reflects a reduction of 13 shares due to a scrivener's error on the reporting person's prior filings and does not indicate a purchase and/or sale of such shares.
F3 The weighted average sale price for the transaction reported was $7.40, and the range of prices were between $7.31 and $7.57. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.
F4 The shares subject to the option are fully vested and exercisable.