Luca Lazzaron - Aug 30, 2021 Form 4/A - Amendment Insider Report for Sprinklr, Inc. (CXM)

Role: Chief Revenue Officer
Signature: /s/ Jason Minio, Attorney-in-Fact
Stock symbol: CXM
Transactions as of: Aug 30, 2021
Transactions value $: -$890,000
Form type: 4/A - Amendment
Date filed: 4/13/2022, 09:07 PM
Date Of Original Report: Nov 17, 2021
Previous filing: Jun 29, 2021
Next filing: Apr 13, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CXM	Class A Common Stock	Conversion of derivative security		+150K	+88.71%		319K	Sep 4, 2021	Direct	F1, F2
transaction	CXM	Class A Common Stock	Conversion of derivative security		0	0%		319K	Nov 16, 2021	Direct	F2, F3
transaction	CXM	Class A Common Stock	Sale	-$890K	-50K	-15.67%	$17.80	269K	Nov 16, 2021	Direct	F3, F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CXM	Class B Common Stock	Conversion of derivative security	$0	-150K	-20%	$0.00	600K	Sep 4, 2021	Class A Common Stock	150K		Direct	F1, F2
transaction	CXM	Class B Common Stock	Conversion of derivative security	$0	0	0%	$0.00^*	600K	Nov 16, 2021	Class A Common Stock	0		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction was inadvertently omitted from the initial Form 4 filed on November 17, 2021.
F2	Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.
F3	The initial Form 4 filed on November 17, 2021 inadvertently reported a conversion of 50,000 shares of Class B Common Stock to Class A Common Stock on November 16, 2021 (the "Conversion"). This amendment severs to delete the Conversion from Table I and Table II of the initial Form 4 and correct the number of shares held by the Reporting Person following the reported transaction following the November 16, 2021 transactions.
F4	Shares were sold pursuant to a Rule 10b5-1 trading plan.
F5	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.53 to $17.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.