Gregory S. Karawan - 07 Apr 2022 Form 4 Insider Report for GENWORTH FINANCIAL INC (GNW)

Role
EVP and General Counsel
Signature
/s/ David F. Kurzawa, by power of attorney
Issuer symbol
GNW
Transactions as of
07 Apr 2022
Net transactions value
-$17,373
Form type
4
Filing time
08 Apr 2022, 17:16:46 UTC
Previous filing
28 Mar 2022
Next filing
17 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNW Class A Common Stock Options Exercise +15,639 +30% 67,447 07 Apr 2022 Direct F1
transaction GNW Class A Common Stock Tax liability $17,373 -4,708 -7% $3.69 62,739 07 Apr 2022 Direct F2
holding GNW Class A Common Stock 4,816 07 Apr 2022 by 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNW Restricted Stock Units Options Exercise $0 -15,639 -50% $0.000000 15,639 07 Apr 2022 Class A Common Stock 15,639 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
F2 The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on April 7, 2022.
F3 Restricted Stock Units vested and converted to Class A Common Stock on April 7, 2022.