Gregory S. Karawan - Apr 7, 2022 Form 4 Insider Report for GENWORTH FINANCIAL INC (GNW)

Role
EVP and General Counsel
Signature
/s/ David F. Kurzawa, by power of attorney
Stock symbol
GNW
Transactions as of
Apr 7, 2022
Transactions value $
-$17,373
Form type
4
Date filed
4/8/2022, 05:16 PM
Previous filing
Mar 28, 2022
Next filing
May 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNW Class A Common Stock Options Exercise +15.6K +30.19% 67.4K Apr 7, 2022 Direct F1
transaction GNW Class A Common Stock Tax liability -$17.4K -4.71K -6.98% $3.69 62.7K Apr 7, 2022 Direct F2
holding GNW Class A Common Stock 4.82K Apr 7, 2022 by 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNW Restricted Stock Units Options Exercise $0 -15.6K -50% $0.00 15.6K Apr 7, 2022 Class A Common Stock 15.6K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
F2 The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on April 7, 2022.
F3 Restricted Stock Units vested and converted to Class A Common Stock on April 7, 2022.