Rohit Gupta - Apr 7, 2022 Form 4 Insider Report for GENWORTH FINANCIAL INC (GNW)

Role: President & CEO, Enact
Signature: /s/ David F. Kurzawa, by power of attorney
Stock symbol: GNW
Transactions as of: Apr 7, 2022
Transactions value $: -$73,276
Form type: 4
Date filed: 4/8/2022, 05:16 PM
Previous filing: Mar 28, 2022
Next filing: May 17, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GNW	Class A Common Stock	Options Exercise		+44.7K	+14.92%		344K	Apr 7, 2022	Direct	F1
transaction	GNW	Class A Common Stock	Tax liability	-$73.3K	-19.9K	-5.77%	$3.69	324K	Apr 7, 2022	Direct	F2
holding	GNW	Class A Common Stock						7.18K	Apr 7, 2022	by 401(k)

Showing 1 to 3 of 3 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GNW	Restricted Stock Units	Options Exercise	$0	-44.7K	-50%	$0.00	44.7K	Apr 7, 2022	Class A Common Stock	44.7K		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
F2	The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on April 7, 2022.
F3	Restricted Stock Units vested and converted to Class A Common Stock on April 7, 2022.