Paul W. Hoelscher - Apr 6, 2022 Form 4 Insider Report for Horizon Therapeutics Public Ltd Co (HZNP)

Role
EVP, CFO
Signature
/s/ Miles W. McHugh, Attorney-in-Fact
Stock symbol
HZNP
Transactions as of
Apr 6, 2022
Transactions value $
-$29,197,397
Form type
4
Date filed
4/8/2022, 04:09 PM
Previous filing
Mar 25, 2022
Next filing
Apr 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HZNP Ordinary Shares Options Exercise $483K +30.3K +2886.08% $15.96* 31.3K Apr 6, 2022 Direct
transaction HZNP Ordinary Shares Options Exercise $4.1M +185K +590.79% $22.14* 216K Apr 6, 2022 Direct
transaction HZNP Ordinary Shares Sale -$23.7M -215K -99.52% $110.01 1.05K Apr 6, 2022 Direct F1, F2
transaction HZNP Ordinary Shares Sale -$10.1M -91.7K -57.9% $110.01 66.7K Apr 6, 2022 By LLC F3, F4, F5
holding HZNP Ordinary Shares 72.8K Apr 6, 2022 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HZNP Stock Option (Right to Buy) Options Exercise $0 -30.3K -100% $0.00* 0 Apr 6, 2022 Ordinary Shares 30.3K $15.96 Direct F6
transaction HZNP Stock Option (Right to Buy) Options Exercise $0 -185K -68.17% $0.00 86.4K Apr 6, 2022 Ordinary Shares 185K $22.14 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2021.
F2 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.22 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on September 15, 2021.
F4 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.05 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 These securities are held of record by Riviera Equity LLC. The Reporting Person and his spouse share voting power over the securities held by Riviera Equity LLC.
F6 The option is fully vested and exercisable.