Robert S. Lehman - Apr 5, 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief Business Officer
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Apr 5, 2022
Transactions value $
-$19,947
Form type
4
Date filed
4/7/2022, 05:46 PM
Previous filing
Mar 29, 2022
Next filing
May 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +6.76K +1.97% $0.00 350K Apr 5, 2022 Direct F1
transaction COMP Class A Common Stock Tax liability -$19.9K -2.73K -0.78% $7.32 347K Apr 5, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -6.76K -4.55% $0.00 142K Apr 5, 2022 Class A Common Stock 6.76K Direct F1, F3

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.