Joseph Ennen - 01 Apr 2022 Form 4 Insider Report for SunOpta Inc. (STKL)

Role
CEO, Director
Signature
/s/ Jill Barnett, attorney-in-fact
Issuer symbol
STKL
Transactions as of
01 Apr 2022
Net transactions value
-$432,125
Form type
4
Filing time
05 Apr 2022, 19:50:36 UTC
Previous filing
11 Mar 2022
Next filing
12 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STKL Common Shares Options Exercise +71,667 +5.2% 1,454,955 01 Apr 2022 Direct F1
transaction STKL Common Shares Tax liability $181,242 -35,261 -2.4% $5.14 1,419,694 01 Apr 2022 Direct F2
transaction STKL Common Shares Options Exercise +99,206 +7% 1,518,900 01 Apr 2022 Direct F1
transaction STKL Common Shares Tax liability $250,883 -48,810 -3.2% $5.14 1,470,090 01 Apr 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STKL Restricted Stock Units Options Exercise $0 -99,206 -100% $0.000000* 0 01 Apr 2022 Common Shares 99,206 Direct F1, F3, F4
transaction STKL Restricted Stock Units Options Exercise $0 -71,667 -100% $0.000000* 0 01 Apr 2022 Common Shares 71,667 Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2 This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.
F3 On April 1, 2019, the reporting person was granted 297,619 restricted stock units, vesting in three equal annual installments beginning on April 1, 2020.
F4 The Restricted Stock Units do not have an expiration date.
F5 On June 18, 2019 the reporting person was granted 215,000 restricted stock units vesting in three equal annual installments beginning on April 1, 2020.