Bryan Everard Smith - Apr 1, 2022 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Role
Executive Vice President
Signature
/s/ Alex Kogan, by power of attorney
Stock symbol
NDAQ
Transactions as of
Apr 1, 2022
Transactions value $
-$65,491
Form type
4
Date filed
4/5/2022, 04:22 PM
Previous filing
Feb 25, 2022
Next filing
Jul 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NDAQ Common Stock, par value $0.01 per share Award $0 +1.21K +8.38% $0.00 15.6K Apr 1, 2022 Direct F1
transaction NDAQ Common Stock, par value $0.01 per share Tax liability -$65.5K -360 -2.3% $181.92 15.3K Apr 1, 2022 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest one-third on April 1, 2024, one-third on April 1, 2025 and one-third on April 1, 2026.
F2 Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.
F3 Represents (i) 4,124 shares or units of restricted stock, of which 290 are vested, (ii) 10,128 shares underlying PSUs, of which 8,747 are vested and (iii) 1,028 shares purchased under the Employee Stock Purchase Plan.