Bradley J. Peterson - 01 Apr 2022 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Role
Executive Vice President
Signature
/s/ Alex Kogan, by power of attorney
Issuer symbol
NDAQ
Transactions as of
01 Apr 2022
Net transactions value
-$104,968
Form type
4
Filing time
05 Apr 2022, 16:20:05 UTC
Previous filing
31 Mar 2022
Next filing
05 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NDAQ Common Stock, par value $0.01 Award $0 +2,198 +8.8% $0.000000 27,214 01 Apr 2022 Direct F1
transaction NDAQ Common Stock, par value $0.01 Tax liability $104,968 -577 -2.1% $181.92 26,637 01 Apr 2022 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest one-third on April 1, 2024, one-third on April 1, 2025 and one-third on April 1, 2026.
F2 Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.
F3 Represents (i) 13,208 shares or units of restricted stock, of which 5,891 are vested, (ii) 12,241 shares underlying PSUs, all of which are vested and (iii) 1,188 shares purchased under the Employee Stock Purchase Plan.