Key facts
- This page summarizes Gregory Stapleton's Form 4 filing for UNIVERSAL ELECTRONICS INC (UEIC).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 04 Apr 2022, 18:09.
Gregory Stapleton - 01 Apr 2022 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)
- Reporting relationship
- Director
- Issuer ticker
- UEIC
- Reported as of
- 01 Apr 2022
- Net transaction value
- -$19,678
- SEC form
- 4
- Accepted by SEC
- 04 Apr 2022, 18:09:12 UTC
- Prior SEC filing
- 04 Jan 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/Gregory P. Stapleton, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated April 24, 2008 (attached)
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Gregory Stapleton filed Form 4 for UNIVERSAL ELECTRONICS INC (UEIC) on 04 Apr 2022.
Change
- Previous filing in this sequence was filed on 04 Jan 2022.
- Current net transaction value: -$19,678.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
UEIC
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +1,250
- Change %
- +3.4%
- Price
- Shares after
- 38,226
- Date
- 01 Apr 2022
- Ownership
- Direct
- Footnotes
- F1
UEIC
transaction
Common Stock
Tax liability
- Transaction value
- $19,678
- Shares
- -625
- Change %
- -1.6%
- Price
- $31.48
- Shares after
- 37,601
- Date
- 01 Apr 2022
- Ownership
- Direct
- Footnotes
- F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
UEIC
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -1,250
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 1,250
- Date
- 01 Apr 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,250
- Exercise price
- Footnotes
- F1, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
Footnote F2
This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
Footnote F3
These shares are valued at $31.485 which is the high/low average of the price on the vesting date (4/1/2022).
Footnote F4
The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.