Jirka Rysavy - 31 Mar 2022 Form 4 Insider Report for GAIA, INC (GAIA)

Role
Chairman, Director, 10%+ Owner
Signature
/s/ Paul Tarell Attorney in Fact for Jirka Rysavy
Issuer symbol
GAIA
Transactions as of
31 Mar 2022
Net transactions value
$0
Form type
4
Filing time
04 Apr 2022, 17:55:52 UTC
Next filing
25 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GAIA Class A Common Stock Options Exercise +96,283 +1.7% 5,875,061 31 Mar 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GAIA Restricted Stock Units Options Exercise $0 -96,283 -100% $0.000000* 0 01 Nov 2016 Class A Common Stock 96,283 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units were converted into common stock on a one-for-one basis
F2 Includes 5,400,000 Class A common shares obtainable upon conversion of Class B common shares.
F3 On November 1, 2016, the reporting person was granted 96,283 restricted stock units, vesting on March 31, 2022.