Cindy Tahl - 01 Apr 2021 Form 4 Insider Report for FATE THERAPEUTICS INC (FATE)

Role
General Counsel and Secretary
Signature
/s/ Cindy Tahl, as Attorney-in-Fact
Issuer symbol
FATE
Transactions as of
01 Apr 2021
Net transactions value
-$840,730
Form type
4
Filing time
04 Apr 2022, 17:01:08 UTC
Next filing
27 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FATE Common Stock Options Exercise $94,056 +19,433 +10% $4.84 208,584 01 Apr 2022 Direct F1
transaction FATE Common Stock Options Exercise $36,464 +5,567 +2.7% $6.55 214,151 01 Apr 2022 Direct F1
transaction FATE Common Stock Sale $971,250 -25,000 -12% $38.85* 189,151 01 Apr 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FATE Stock Option (Right to Buy) Options Exercise $0 -19,433 -70% $0.000000 8,195 01 Apr 2022 Common Stock 19,433 $4.84 Direct F1, F2
transaction FATE Stock Option (Right to Buy) Options Exercise $0 -5,567 -6.6% $0.000000 79,210 01 Apr 2022 Common Stock 5,567 $6.55 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.
F2 This option is fully vested.