Dean Stoecker - 07 Mar 2022 Form 4 Insider Report for Alteryx, Inc.

Role
Director, 10%+ Owner
Signature
/s/ Christopher M. Lal, by power of attorney
Issuer symbol
N/A
Transactions as of
07 Mar 2022
Net transactions value
$0
Form type
4
Filing time
01 Apr 2022, 21:46:40 UTC
Previous filing
04 Jan 2022
Next filing
15 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AYX Class A Common Stock Conversion of derivative security $0 +24,300 $0.000000 24,300 07 Mar 2022 By 4610, LLC F1
holding AYX Class A Common Stock 79,392 07 Mar 2022 Direct F2
holding AYX Class A Common Stock 25,000 07 Mar 2022 By The Dean A. Stoecker Trust dated December 16, 2013 F3
holding AYX Class A Common Stock 12,449 07 Mar 2022 By TAILY, LLC F1
holding AYX Class A Common Stock 10,599 07 Mar 2022 By TRILY, LLC F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AYX Class B Common Stock Conversion of derivative security $0 -24,300 -2.4% $0.000000 974,749 07 Mar 2022 Class A Common Stock 24,300 $0.000000 By 4610, LLC F1, F4, F5
holding AYX Class B Common Stock 423,451 07 Mar 2022 Class A Common Stock 423,451 $0.000000 Direct F4, F5
holding AYX Class B Common Stock 4,698,655 07 Mar 2022 Class A Common Stock 4,698,655 $0.000000 By The Dean A. Stoecker Trust dated December 16, 2013 F3, F4, F5
holding AYX Class B Common Stock 1,012,449 07 Mar 2022 Class A Common Stock 1,012,449 $0.000000 By Lucy27, LLC F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person has sole voting and dispositive authority with respect to the shares owned by the limited liability company.
F2 Includes 10,111 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
F3 The Reporting Person serves as trustee and beneficiary of The Dean A. Stoecker Trust dated December 16, 2013 (the "Stoecker Trust") and has voting and dispositive authority with respect to the shares owned by the Stoecker Trust.
F4 Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
F5 Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.

Remarks:

This Form 4 replaces the Form 4 filed incorrectly under the Issuer's CIK on March 9, 2022 (Accession number 0001209191-22-017743).