Dean Stoecker - Mar 7, 2022 Form 4 Insider Report for Alteryx, Inc. (AYX)

Role
Director, 10%+ Owner
Signature
/s/ Christopher M. Lal, by power of attorney
Stock symbol
AYX
Transactions as of
Mar 7, 2022
Transactions value $
$0
Form type
4
Date filed
4/1/2022, 09:46 PM
Previous filing
Jan 4, 2022
Next filing
Mar 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AYX Class A Common Stock Conversion of derivative security $0 +24.3K $0.00 24.3K Mar 7, 2022 By 4610, LLC F1
holding AYX Class A Common Stock 79.4K Mar 7, 2022 Direct F2
holding AYX Class A Common Stock 25K Mar 7, 2022 By The Dean A. Stoecker Trust dated December 16, 2013 F3
holding AYX Class A Common Stock 12.4K Mar 7, 2022 By TAILY, LLC F1
holding AYX Class A Common Stock 10.6K Mar 7, 2022 By TRILY, LLC F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AYX Class B Common Stock Conversion of derivative security $0 -24.3K -2.43% $0.00 975K Mar 7, 2022 Class A Common Stock 24.3K $0.00 By 4610, LLC F1, F4, F5
holding AYX Class B Common Stock 423K Mar 7, 2022 Class A Common Stock 423K $0.00 Direct F4, F5
holding AYX Class B Common Stock 4.7M Mar 7, 2022 Class A Common Stock 4.7M $0.00 By The Dean A. Stoecker Trust dated December 16, 2013 F3, F4, F5
holding AYX Class B Common Stock 1.01M Mar 7, 2022 Class A Common Stock 1.01M $0.00 By Lucy27, LLC F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person has sole voting and dispositive authority with respect to the shares owned by the limited liability company.
F2 Includes 10,111 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
F3 The Reporting Person serves as trustee and beneficiary of The Dean A. Stoecker Trust dated December 16, 2013 (the "Stoecker Trust") and has voting and dispositive authority with respect to the shares owned by the Stoecker Trust.
F4 Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
F5 Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.

Remarks:

This Form 4 replaces the Form 4 filed incorrectly under the Issuer's CIK on March 9, 2022 (Accession number 0001209191-22-017743).