| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWAV | Common Stock | Options Exercise | $15,223 | +2,310 | +65% | $6.59* | 5,861 | 29 Mar 2022 | Direct | F1 |
| transaction | SWAV | Common Stock | Gift | $0 | -2,310 | -39% | $0.000000 | 3,551 | 29 Mar 2022 | Direct | F2 |
| transaction | SWAV | Common Stock | Gift | $0 | +2,310 | $0.000000 | 2,310 | 29 Mar 2022 | David and Laura Francis Joint Rev Trust | F2, F3 | |
| transaction | SWAV | Common Stock | Sale | $19,037 | -100 | -4.3% | $190.37 | 2,210 | 29 Mar 2022 | David and Laura Francis Joint Rev Trust | F1, F3, F4 |
| transaction | SWAV | Common Stock | Sale | $30,771 | -160 | -7.2% | $192.32 | 2,050 | 29 Mar 2022 | David and Laura Francis Joint Rev Trust | F1, F3, F5 |
| transaction | SWAV | Common Stock | Sale | $34,907 | -180 | -8.8% | $193.93 | 1,870 | 29 Mar 2022 | David and Laura Francis Joint Rev Trust | F1, F3, F6 |
| transaction | SWAV | Common Stock | Sale | $128,525 | -659 | -35% | $195.03 | 1,211 | 29 Mar 2022 | David and Laura Francis Joint Rev Trust | F1, F3, F7 |
| transaction | SWAV | Common Stock | Sale | $150,655 | -769 | -64% | $195.91 | 442 | 29 Mar 2022 | David and Laura Francis Joint Rev Trust | F1, F3, F8 |
| transaction | SWAV | Common Stock | Sale | $59,160 | -300 | -68% | $197.20 | 142 | 29 Mar 2022 | David and Laura Francis Joint Rev Trust | F1, F3, F9 |
| transaction | SWAV | Common Stock | Sale | $23,777 | -120 | -85% | $198.14 | 22 | 29 Mar 2022 | David and Laura Francis Joint Rev Trust | F1, F3, F10 |
| transaction | SWAV | Common Stock | Sale | $4,374 | -22 | -100% | $198.84 | 0 | 29 Mar 2022 | David and Laura Francis Joint Rev Trust | F1, F3, F11 |
| transaction | SWAV | Common Stock | Options Exercise | $12,455 | +1,890 | +53% | $6.59* | 5,441 | 31 Mar 2022 | Direct | F1 |
| transaction | SWAV | Common Stock | Gift | $0 | -1,890 | -35% | $0.000000 | 3,551 | 31 Mar 2022 | Direct | F2 |
| transaction | SWAV | Common Stock | Gift | $0 | +1,890 | $0.000000 | 1,890 | 31 Mar 2022 | David and Laura Francis Joint Rev Trust | F2, F3 | |
| transaction | SWAV | Common Stock | Sale | $396,900 | -1,890 | -100% | $210.00 | 0 | 31 Mar 2022 | David and Laura Francis Joint Rev Trust | F3, F12 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWAV | Stock Option | Options Exercise | $0 | -2,310 | -11% | $0.000000 | 18,080 | 29 Mar 2022 | Common Stock | 2,310 | $6.59 | Direct | F1, F13 |
| transaction | SWAV | Stock Option | Options Exercise | $0 | -1,890 | -10% | $0.000000 | 16,190 | 31 Mar 2022 | Common Stock | 1,890 | $6.59 | Direct | F1, F13 |
| Id | Content |
|---|---|
| F1 | All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the David and Laura Francis Joint Revocable Trust on 2/27/2022. |
| F2 | Represents a bona fide gift of securities by the reporting person to the David and Laura Francis Joint Revocable Trust in an exempt transaction pursuant to Rule 16b-5. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein. |
| F3 | These shares are held in a trust for the benefit of the reporting persons children. The reporting persons spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| F4 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $189.99 to $190.65. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F5 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $191.91 to $192.80. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F6 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $193.39 to $194.35. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F7 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $194.45 to $195.43. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F8 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $195.50 to $196.29. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F9 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $196.63 to $197.60. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F10 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $197.72 to $198.52. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F11 | The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $198.79 to $199.13. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F12 | All reported securities were sold at a price of $210.00. |
| F13 | 1/36th of the shares subject to the option shall vest monthly from 1/3/19. |