Brian Haendiges - 25 Mar 2022 Form 4 Insider Report for GENWORTH FINANCIAL INC (GNW)

Role
EVP-U.S. Life Insurance
Signature
/s/ David F. Kurzawa, by power of attorney
Issuer symbol
GNW
Transactions as of
25 Mar 2022
Net transactions value
-$81,333
Form type
4
Filing time
28 Mar 2022, 16:17:02 UTC
Previous filing
18 Feb 2022
Next filing
17 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNW Class A Common Stock Options Exercise +62,004 62,004 25 Mar 2022 Direct F1
transaction GNW Class A Common Stock Tax liability $81,333 -21,460 -35% $3.79 40,544 25 Mar 2022 Direct F2
holding GNW Class A Common Stock 1,446 25 Mar 2022 by 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNW Restricted Stock Units Options Exercise $0 -62,004 -33% $0.000000 124,008 25 Mar 2022 Class A Common Stock 62,004 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
F2 The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 25, 2022.
F3 Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2022.