Jonathan T. Runyan - Mar 22, 2022 Form 4 Insider Report for Okta, Inc. (OKTA)

Role
General Counsel and Secretary
Signature
/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person
Stock symbol
OKTA
Transactions as of
Mar 22, 2022
Transactions value $
$0
Form type
4
Date filed
3/24/2022, 07:32 PM
Previous filing
Mar 17, 2022
Next filing
May 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
holding OKTA Class A Common Stock 63K Mar 22, 2022 By Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OKTA Restricted Stock Units Award $0 +61.1K $0.00 61.1K Mar 22, 2022 Class A Common Stock 61.1K Direct F2, F3
holding OKTA Restricted Stock Units 3.74K Mar 22, 2022 Class A Common Stock 3.74K Direct F2, F4
holding OKTA Restricted Stock Units 7.4K Mar 22, 2022 Class A Common Stock 7.4K Direct F2, F5
holding OKTA Restricted Stock Units 4.04K Mar 22, 2022 Class A Common Stock 4.04K Direct F2, F6
holding OKTA Employee Stock Option (Right to Buy) 135K Mar 22, 2022 Class B Common Stock 135K $8.97 Direct F7
holding OKTA Employee Stock Option (Right to Buy) 52K Mar 22, 2022 Class A Common Stock 52K $39.21 Direct F7
holding OKTA Employee Stock Option (Right to Buy) 32.5K Mar 22, 2022 Class A Common Stock 32.5K $82.16 Direct F8
holding OKTA Employee Stock Option (Right to Buy) 31.3K Mar 22, 2022 Class A Common Stock 31.3K $142.47 Direct F9
holding OKTA Employee Stock Option (Right to Buy) 12.7K Mar 22, 2022 Class A Common Stock 12.7K $274.96 Direct F10
holding OKTA Employee Stock Option (Right to Buy) 102K Mar 22, 2022 Class A Common Stock 102K $274.96 Direct F10

Explanation of Responses:

Id Content
F1 Includes 3,643 shares of Class A Common Stock transferred to the Reporting Person's trust.
F2 Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F3 6.25% of the shares underlying the RSU shall vest on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F4 25% of the shares underlying the RSU vested on March 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F5 25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F6 25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F7 The shares subject to the option are fully vested and exercisable by the Reporting Person.
F8 25% of the shares subject to the option vested on February 1, 2020 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F9 25% of the shares subject to the option vested on February 1, 2021 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F10 25% of the shares subject to the option vested on February 1, 2022 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.