Christopher K. Kramer - 22 Mar 2022 Form 4 Insider Report for Okta, Inc. (OKTA)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
24 Mar 2022, 19:27:50 UTC
Prior SEC filing
17 Mar 2022
Next SEC filing
17 Jun 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Larissa Schwartz, attorney-in-fact of the Reporting Person

Key filing fact

Christopher K. Kramer filed Form 4 for Okta, Inc. (OKTA) on 24 Mar 2022.

Key facts

  • This page summarizes Christopher K. Kramer's Form 4 filing for Okta, Inc. (OKTA).
  • 1 reported transaction and 10 derivative rows are listed below.
  • Accepted by SEC: 24 Mar 2022, 19:27.

Change

  • Previous filing in this sequence was filed on 17 Mar 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OKTA holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
13,612
Date
22 Mar 2022
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OKTA transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+3,464
Change %
Price
$0.000000
Shares after
3,464
Date
22 Mar 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
3,464
Exercise price
Footnotes
F1, F2
OKTA holding Derivative

Employee Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,187
Date
22 Mar 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
3,187
Exercise price
$103.69
Footnotes
F3
OKTA holding Derivative

Employee Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
7,590
Date
22 Mar 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
7,590
Exercise price
$142.47
Footnotes
F4
OKTA holding Derivative

Employee Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,184
Date
22 Mar 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
3,184
Exercise price
$274.96
Footnotes
F5
OKTA holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,122
Date
22 Mar 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
1,122
Exercise price
Footnotes
F1, F6
OKTA holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,750
Date
22 Mar 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
1,750
Exercise price
Footnotes
F1, F7
OKTA holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
528
Date
22 Mar 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
528
Exercise price
Footnotes
F1, F8
OKTA holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,796
Date
22 Mar 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
1,796
Exercise price
Footnotes
F1, F9
OKTA holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,522
Date
22 Mar 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
1,522
Exercise price
Footnotes
F1, F10
OKTA holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,011
Date
22 Mar 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
1,011
Exercise price
Footnotes
F1, F11
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 11 footnotes

Footnote F1

Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock.

Footnote F2

6.25% of the shares underlying the RSU shall vest on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Footnote F3

25% of the shares subject to the option vested on October 1, 2020, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Footnote F4

25% of the shares subject to the option vested on February 1, 2021, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Footnote F5

25% of the shares subject to the option vested on February 1, 2022, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Footnote F6

25% of the shares underlying the RSU vested on June 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Footnote F7

25% of the shares underlying the RSU vested on June 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Footnote F8

25% of the shares underlying the RSU vested on September 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Footnote F9

25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Footnote F10

6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Footnote F11

25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

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