Christine S. Wheatley - Mar 18, 2022 Form 4 Insider Report for KROGER CO (KR)

Role
Group Vice President
Signature
/s/ Christine S. Wheatley, by Dorothy D. Roberts, Attorney-in-Fact
Stock symbol
KR
Transactions as of
Mar 18, 2022
Transactions value $
-$3,190,486
Form type
4
Date filed
3/21/2022, 03:01 PM
Previous filing
Mar 15, 2022
Next filing
Jul 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KR Common Stock Options Exercise $395K +16K +12.4% $24.67 145K Mar 18, 2022 Direct
transaction KR Common Stock Sale -$890K -16K -11.03% $55.62 129K Mar 18, 2022 Direct F1
transaction KR Common Stock Options Exercise $740K +30K +23.26% $24.67 159K Mar 18, 2022 Direct
transaction KR Common Stock Sale -$1.66M -30K -18.87% $55.50 129K Mar 18, 2022 Direct F2
transaction KR Common Stock Options Exercise $766K +20K +15.49% $38.33 149K Mar 18, 2022 Direct
transaction KR Common Stock Sale -$1.11M -20K -13.41% $55.39 129K Mar 18, 2022 Direct F3
transaction KR Common Stock Options Exercise $970K +25.9K +20.07% $37.48 155K Mar 18, 2022 Direct
transaction KR Common Stock Sale -$1.44M -25.9K -16.71% $55.44 129K Mar 18, 2022 Direct F4
transaction KR Common Stock Options Exercise $53.8K +4K +3.1% $13.45 133K Mar 18, 2022 Direct
transaction KR Common Stock Sale -$222K -4K -3.01% $55.43 129K Mar 18, 2022 Direct F5
transaction KR Common Stock Options Exercise $87.8K +8K +6.2% $10.98* 137K Mar 18, 2022 Direct
transaction KR Common Stock Sale -$444K -8K -5.84% $55.49 129K Mar 18, 2022 Direct F6
transaction KR Common Stock Options Exercise $227K +12K +9.3% $18.88 141K Mar 18, 2022 Direct
transaction KR Common Stock Sale -$667K -12K -8.51% $55.60 129K Mar 18, 2022 Direct F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KR Non-Qualified Stock Option Options Exercise $0 -8K -100% $0.00* 0 Mar 18, 2022 Common Stock 8K $10.98 Direct F6
transaction KR Non-Qualified Stock Option Options Exercise $0 -4K -100% $0.00* 0 Mar 18, 2022 Common Stock 4K $13.45 Direct F8
transaction KR Non-Qualified Stock Option Options Exercise $0 -12K -100% $0.00* 0 Mar 18, 2022 Common Stock 12K $18.88 Direct F8
transaction KR Non-Qualified Stock Option Options Exercise $0 -30K -100% $0.00* 0 Mar 18, 2022 Common Stock 30K $24.67 Direct F8
transaction KR Non-Qualified Stock Option Options Exercise $0 -16K -100% $0.00* 0 Mar 18, 2022 Common Stock 16K $24.67 Direct F9
transaction KR Non-Qualified Stock Option Options Exercise $0 -20K -100% $0.00* 0 Mar 18, 2022 Common Stock 20K $38.33 Direct F8
transaction KR Non-Qualified Stock Option Options Exercise $0 -25.9K -100% $0.00* 0 Mar 18, 2022 Common Stock 25.9K $37.48 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.54 to $55.68, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F2 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.37 to $55.65, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F3 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.32 to $55.46, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F4 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.34 to $55.60, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F5 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.38 to $55.50, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F6 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.40 to $55.64, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F7 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.54 to $55.68, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F8 These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.
F9 These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a three-year period, at the rate of 33% per year commencing one year after the date of grant.