Christine S. Wheatley - 18 Mar 2022 Form 4 Insider Report for KROGER CO (KR)

Role
Group Vice President
Signature
/s/ Christine S. Wheatley, by Dorothy D. Roberts, Attorney-in-Fact
Issuer symbol
KR
Transactions as of
18 Mar 2022
Net transactions value
-$3,190,486
Form type
4
Filing time
21 Mar 2022, 15:01:19 UTC
Previous filing
15 Mar 2022
Next filing
14 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KR Common Stock Options Exercise $394,640 +16,000 +12% $24.66 145,001 18 Mar 2022 Direct
transaction KR Common Stock Sale $889,840 -16,000 -11% $55.62 129,001 18 Mar 2022 Direct F1
transaction KR Common Stock Options Exercise $739,950 +30,000 +23% $24.66 159,001 18 Mar 2022 Direct
transaction KR Common Stock Sale $1,664,850 -30,000 -19% $55.50 129,001 18 Mar 2022 Direct F2
transaction KR Common Stock Options Exercise $765,833 +19,980 +15% $38.33 148,981 18 Mar 2022 Direct
transaction KR Common Stock Sale $1,106,652 -19,980 -13% $55.39 129,001 18 Mar 2022 Direct F3
transaction KR Common Stock Options Exercise $970,320 +25,889 +20% $37.48 154,890 18 Mar 2022 Direct
transaction KR Common Stock Sale $1,435,183 -25,889 -17% $55.44 129,001 18 Mar 2022 Direct F4
transaction KR Common Stock Options Exercise $53,800 +4,000 +3.1% $13.45 133,001 18 Mar 2022 Direct
transaction KR Common Stock Sale $221,724 -4,000 -3% $55.43 129,001 18 Mar 2022 Direct F5
transaction KR Common Stock Options Exercise $87,840 +8,000 +6.2% $10.98* 137,001 18 Mar 2022 Direct
transaction KR Common Stock Sale $443,944 -8,000 -5.8% $55.49 129,001 18 Mar 2022 Direct F6
transaction KR Common Stock Options Exercise $226,560 +12,000 +9.3% $18.88 141,001 18 Mar 2022 Direct
transaction KR Common Stock Sale $667,236 -12,000 -8.5% $55.60 129,001 18 Mar 2022 Direct F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KR Non-Qualified Stock Option Options Exercise $0 -8,000 -100% $0.000000* 0 18 Mar 2022 Common Stock 8,000 $10.98 Direct F6
transaction KR Non-Qualified Stock Option Options Exercise $0 -4,000 -100% $0.000000* 0 18 Mar 2022 Common Stock 4,000 $13.45 Direct F8
transaction KR Non-Qualified Stock Option Options Exercise $0 -12,000 -100% $0.000000* 0 18 Mar 2022 Common Stock 12,000 $18.88 Direct F8
transaction KR Non-Qualified Stock Option Options Exercise $0 -30,000 -100% $0.000000* 0 18 Mar 2022 Common Stock 30,000 $24.66 Direct F8
transaction KR Non-Qualified Stock Option Options Exercise $0 -16,000 -100% $0.000000* 0 18 Mar 2022 Common Stock 16,000 $24.66 Direct F9
transaction KR Non-Qualified Stock Option Options Exercise $0 -19,980 -100% $0.000000* 0 18 Mar 2022 Common Stock 19,980 $38.33 Direct F8
transaction KR Non-Qualified Stock Option Options Exercise $0 -25,889 -100% $0.000000* 0 18 Mar 2022 Common Stock 25,889 $37.48 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.54 to $55.68, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F2 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.37 to $55.65, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F3 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.32 to $55.46, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F4 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.34 to $55.60, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F5 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.38 to $55.50, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F6 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.40 to $55.64, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F7 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.54 to $55.68, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F8 These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.
F9 These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a three-year period, at the rate of 33% per year commencing one year after the date of grant.