Daniel Allen Gold - Mar 16, 2022 Form 4 Insider Report for MP Materials Corp. / DE (MP)

Role
Director
Signature
/s/ Elliot D. Hoops, Attorney-In-Fact for Daniel Allen Gold
Stock symbol
MP
Transactions as of
Mar 16, 2022
Transactions value $
-$35,076,000
Form type
4
Date filed
3/18/2022, 06:49 PM
Previous filing
Mar 15, 2022
Next filing
Jun 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MP Class A Common Stock Sale -$8.88M -203K -2.25% $43.82 8.8M Mar 16, 2022 Held by Fourth Avenue FF Opportunities LP - Series E F1, F2
transaction MP Class A Common Stock Sale -$1.45M -33.2K -2.25% $43.82 1.44M Mar 16, 2022 Held by QVT Family Office Onshore LP F2, F3
transaction MP Class A Common Sock Sale -$7.19M -164K -2.25% $43.82 7.13M Mar 16, 2022 Held by Saratoga Park Ltd. F2, F3
transaction MP Class A Common Stock Sale -$8.89M -203K -2.3% $43.87 8.6M Mar 17, 2022 Held by Fourth Avenue FF Opportunities LP - Series E F1, F2
transaction MP Class A Common Stock Sale -$1.46M -33.2K -2.3% $43.87 1.41M Mar 17, 2022 Held by QVT Family Office Onshore LP F2, F3
transaction MP Class A Common Stock Sale -$7.2M -164K -2.3% $43.87 6.97M Mar 17, 2022 Held by Saratoga Park Ltd. F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Management of Fourth Avenue FF-E is vested in its general partner, Fourth Avenue Capital Partners GP LLC, a Delaware limited liability company ("Fourth Avenue GP"), which may be deemed to beneficially own the shares of MP Materials Corp. (the "Issuer") Class A common stock ("Shares") held directly by Fourth Avenue FF-E. Daniel Gold is a Managing Member of Fourth Avenue GP, sharing voting and investment control over the Shares held directly by Fourth Avenue FF-E and may be deemed to beneficially own such Shares.
F2 Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
F3 Management of QVT Family Office Onshore LP ("QVT Onshore") is vested in its general partner, QVT Associates GP LLC, a Delaware limited liability company ("QVT Associates GP"), which may be deemed to beneficially own the Shares held directly by QVT Onshore. QVT Financial LP, a Delaware limited partnership, is the investment manager of QVT Onshore and Saratoga Park Ltd. ("Saratoga"), and shares voting and investment control over the Shares held directly by QVT Onshore and Saratoga. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT Financial LP. Daniel Gold is a Managing Member of each of QVT Associates GP and QVT Financial GP, sharing voting and investment control over the Shares held directly by QVT Onshore and Saratoga and may be deemed to beneficially own such shares.