Key facts
- This page summarizes Jack L. Sinclair's Form 4 filing for Sprouts Farmers Market, Inc. (SFM).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 17 Mar 2022, 20:45.
Jack L. Sinclair - 15 Mar 2022 Form 4 Insider Report for Sprouts Farmers Market, Inc. (SFM)
- Reporting relationship
- Chief Executive Officer, Director
- Issuer ticker
- SFM
- Reported as of
- 15 Mar 2022
- Net transaction value
- -$316,773
- SEC form
- 4
- Accepted by SEC
- 17 Mar 2022, 20:45:19 UTC
- Prior SEC filing
- 11 Mar 2022
- Next SEC filing
- 28 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Brandon F. Lombardi, Attorney-in-Fact for Jack L. Sinclair
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jack L. Sinclair filed Form 4 for Sprouts Farmers Market, Inc. (SFM) on 17 Mar 2022.
Change
- Previous filing in this sequence was filed on 11 Mar 2022.
- Current net transaction value: -$316,773.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SFM
transaction
Common Stock, par value $0.001 per share
Award
- Transaction value
- $0
- Shares
- +33,308
- Change %
- +11%
- Price
- $0.000000
- Shares after
- 330,293
- Date
- 15 Mar 2022
- Ownership
- Direct
- Footnotes
- F1
SFM
transaction
Common Stock, par value $0.001 per share
Sale
- Transaction value
- $316,773
- Shares
- -10,166
- Change %
- -3.1%
- Price
- $31.16
- Shares after
- 320,127
- Date
- 17 Mar 2022
- Ownership
- Direct
- Footnotes
- F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SFM
transaction
Derivative
Stock Option (right to buy)
Award
- Transaction value
- $0
- Shares
- +95,229
- Change %
- Price
- $0.000000
- Shares after
- 95,229
- Date
- 15 Mar 2022
- Ownership
- Direct
- Underlying class
- Common stock, par value $0.001 per share
- Underlying amount
- 95,229
- Exercise price
- $31.47
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 15, 2023; one-third vesting on March 15, 2024; and one-third vesting on March 15, 2025, assuming continued employment through the applicable vest date.
Footnote F2
This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.
Footnote F3
Includes, in addition to the 33,308 shares described in Note (1), 183,092 shares of common stock and 103,727 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 59,324 restricted shares will vest on June 24, 2022; 16,891 restricted shares will vest on March 9, 2023; and 27,512 restricted shares will vest evenly over two years on March 16, 2023 and March 16, 2024. All such vests assume continued employment through the applicable dates.
Footnote F4
These options become exercisable over three years, with one-third vesting on March 15, 2023; one-third vesting on March 15, 2024; and the remaining one-third vesting on March 15, 2025, assuming continued employment through the applicable vest date.