Mark Pearson - 15 Mar 2022 Form 4 Insider Report for Equitable Holdings, Inc. (EQH)

Reporting relationship: President and CEO, Director
Issuer ticker: EQH
Reported as of: 15 Mar 2022
Net transaction value: -$540,341
SEC form: 4
Accepted by SEC: 17 Mar 2022, 17:00:30 UTC
Prior SEC filing: 08 Mar 2022
Next SEC filing: 19 Apr 2022
Source filing: View source filing
Reporting owner signature: /s/ Ralph Petruzzo as attorney-in-fact for Mark Pearson

Key filing fact

Mark Pearson filed Form 4 for Equitable Holdings, Inc. (EQH) on 17 Mar 2022.

Key facts

This page summarizes Mark Pearson's Form 4 filing for Equitable Holdings, Inc. (EQH).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 17 Mar 2022, 17:00.

Change

Previous filing in this sequence was filed on 08 Mar 2022.
Current net transaction value: -$540,341.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

EQH transaction

Common Stock

Options Exercise

Transaction value: $374,800
Shares: +20,000
Change %: +3.9%
Price: $18.74
Shares after: 532,212
Date: 15 Mar 2022
Ownership: Direct
Footnotes: F1, F2

EQH transaction

Common Stock

Sale

Transaction value: $915,141
Shares: -30,000
Change %: -5.6%
Price: $30.50
Shares after: 502,212
Date: 15 Mar 2022
Ownership: Direct
Footnotes: F1, F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

EQH transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: +20,000
Change %: +2.1%
Price: $0.000000
Shares after: 966,400
Date: 15 Mar 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 20,000
Exercise price: $18.74
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021.

Footnote F2

Total includes Restricted Stock Units.

Footnote F3

This transaction was executed in multiple trades at prices ranging from $30.3200 to $30.7100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F4

Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020.