Mark Coleman - Mar 15, 2022 Form 4 Insider Report for Axsome Therapeutics, Inc. (AXSM)

Role: Director
Signature: /s/ Mark Coleman
Stock symbol: AXSM
Transactions as of: Mar 15, 2022
Transactions value $: $4,545
Form type: 4
Date filed: 3/17/2022, 07:05 AM
Previous filing: Mar 8, 2022
Next filing: Jun 7, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AXSM	Common Stock	Options Exercise	$4.54K	+3.5K	+85.27%	$1.30^*	7.6K	Mar 15, 2022	Direct	F1
holding	AXSM	Common Stock						422K	Mar 15, 2022	See Footnote	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AXSM	Stock Option (Right to Buy)	Options Exercise	$0	-3.5K	-16.65%	$0.00	17.5K	Mar 15, 2022	Common Stock	3.5K	$1.30	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents an exercise of stock options and hold of underlying shares.
F2	Such shares are held by an entity, of which the reporting person has voting and dispositive power, and therefore, the reporting person is deemed to be the indirect beneficial owner of such shares.