Thomas O. McGimpsey - 16 Mar 2022 Form 4 Insider Report for ADVANCED ENERGY INDUSTRIES INC (AEIS)

Role: EVP & General Counsel
Signature: /s/ Thomas O. McGimpsey
Issuer symbol: AEIS
Transactions as of: 16 Mar 2022
Net transactions value: +$380,589
Form type: 4
Filing time: 17 Mar 2022, 06:37:10 UTC
Previous filing: 07 Mar 2022
Next filing: 15 Apr 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AEIS	Common Stock	Award	$380,589	+4,427	+12%	$85.97	42,764	16 Mar 2022	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AEIS	Performance Units	Award	$0	+8,854		$0.000000	8,854	16 Mar 2022	Common Stock	8,854	$0.000000	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Employee Restricted Stock units granted 03/16/2022 under the Company's 2022 Long Term Incentive Plan (LTI Plan) will vest in three equal installments beginning on the first anniversary of the grant date.
F2	Represents 8,684 shares of unvested restricted stock units and 34,080 shares of common stock.
F3	These performance share awards were issued under the LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.