Stephen D. Kelley - Mar 16, 2022 Form 4 Insider Report for ADVANCED ENERGY INDUSTRIES INC (AEIS)

Role
President and CEO, Director
Signature
/s/ Steven Mason - Attorney-in-Fact
Stock symbol
AEIS
Transactions as of
Mar 16, 2022
Transactions value $
$2,283,707
Form type
4
Date filed
3/17/2022, 06:35 AM
Previous filing
Mar 3, 2022
Next filing
Jan 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEIS Common Stock Award $2.28M +26.6K +87.04% $85.97 57.1K Mar 16, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AEIS Employee Stock Option (right to buy) Award $0 +11.2K $0.00 11.2K Mar 16, 2022 Common Stock 11.2K $85.97 Direct F3
transaction AEIS Performance Units Award $0 +53.1K $0.00 32.1K Mar 16, 2022 Common Stock 53.1K $0.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Employee Restricted Stock units granted 3/16/2022 under the Company's 2021 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary of the grant date.
F2 Represents 41,265 shares of unvested restricted stock units and 15,817 shares Common stock.
F3 The employee stock options granted on 3/16/2022 under the Company's LTI Plan will vest in three equal annual installments beginning on the first anniversary of the grant.
F4 These performance shares awards were issued under the LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.