John Stephen West - 14 Mar 2022 Form 4 Insider Report for Personalis, Inc. (PSNL)

Role
President and CEO, Director
Signature
/s/ Aaron Tachibana, Attorney-in-Fact
Issuer symbol
PSNL
Transactions as of
14 Mar 2022
Net transactions value
-$517,562
Form type
4
Filing time
16 Mar 2022, 20:40:01 UTC
Previous filing
16 Mar 2022
Next filing
21 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PSNL Common Stock Award $39,019 +21,206 +7.4% $1.84 306,663 14 Mar 2022 Direct
transaction PSNL Common Stock Disposed to Issuer $172,829 -21,206 -6.9% $8.15 285,457 14 Mar 2022 Direct F1, F2
transaction PSNL Common Stock Award $125,418 +68,162 +24% $1.84 353,619 15 Mar 2022 Direct
transaction PSNL Common Stock Disposed to Issuer $509,170 -68,162 -19% $7.47 285,457 15 Mar 2022 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PSNL Common Stock (Right to Buy) Disposed to Issuer $0 -21,206 -15% $0.000000 122,508 14 Mar 2022 Common Stock 21,206 $1.84 Direct F4
transaction PSNL Common Stock (Right to Buy) Disposed to Issuer $0 -68,162 -56% $0.000000 54,346 15 Mar 2022 Common Stock 68,162 $1.84 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 The weighted average sale price for the transaction reported was $8.15, and the range of prices were between $7.95 and $8.37. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.
F3 The weighted average sale price for the transaction reported was $7.47, and the range of prices were between $7.35 and $7.655. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.
F4 The Shares subject to the option are fully vested and exercisable.