John Stephen West - Mar 14, 2022 Form 4 Insider Report for Personalis, Inc. (PSNL)

Role
President and CEO, Director
Signature
/s/ Aaron Tachibana, Attorney-in-Fact
Stock symbol
PSNL
Transactions as of
Mar 14, 2022
Transactions value $
-$517,562
Form type
4
Date filed
3/16/2022, 08:40 PM
Previous filing
Mar 16, 2022
Next filing
Mar 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PSNL Common Stock Award $39K +21.2K +7.43% $1.84 307K Mar 14, 2022 Direct
transaction PSNL Common Stock Disposed to Issuer -$173K -21.2K -6.92% $8.15 285K Mar 14, 2022 Direct F1, F2
transaction PSNL Common Stock Award $125K +68.2K +23.88% $1.84 354K Mar 15, 2022 Direct
transaction PSNL Common Stock Disposed to Issuer -$509K -68.2K -19.28% $7.47 285K Mar 15, 2022 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PSNL Common Stock (Right to Buy) Disposed to Issuer $0 -21.2K -14.76% $0.00 123K Mar 14, 2022 Common Stock 21.2K $1.84 Direct F4
transaction PSNL Common Stock (Right to Buy) Disposed to Issuer $0 -68.2K -55.64% $0.00 54.3K Mar 15, 2022 Common Stock 68.2K $1.84 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 The weighted average sale price for the transaction reported was $8.15, and the range of prices were between $7.95 and $8.37. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.
F3 The weighted average sale price for the transaction reported was $7.47, and the range of prices were between $7.35 and $7.655. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.
F4 The Shares subject to the option are fully vested and exercisable.