John Ferrucci - 14 Mar 2022 Form 3 Insider Report for FULL HOUSE RESORTS INC (FLL)

Role
Chief Operating Officer
Signature
/s/ Elaine Guidroz, Attorney-in-Fact
Issuer symbol
FLL
Transactions as of
14 Mar 2022
Net transactions value
$0
Form type
3
Filing time
16 Mar 2022, 19:04:12 UTC
Next filing
23 May 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FLL Employee Stock Option (Right to Buy) 14 Mar 2022 Common Stock 20,000 $1.51 Direct F1
holding FLL Employee Stock Option (Right to Buy) 14 Mar 2022 Common Stock 30,000 $1.97 Direct F2
holding FLL Employee Stock Option (Right to Buy) 14 Mar 2022 Common Stock 30,000 $1.73 Direct F3
holding FLL Employee Stock Option (Right to Buy) 14 Mar 2022 Common Stock 30,000 $9.52 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option is fully vested.
F2 Two-thirds of this option is fully vested, and the remainder vests on September 10, 2022.
F3 One-third of this option is fully vested, one-third vests on June 11, 2022, and one-third vests on June 11, 2023.
F4 This option vests in three equal annual installments beginning on May 19, 2022.

Remarks:

Exhibit List: Exhibit 24 - Limited Power of Attorney