Kurt H. Schwarz - Mar 10, 2022 Form 4 Insider Report for Marcus & Millichap, Inc. (MMI)

Role
Chief Accounting Officer
Signature
/s/ Kurt H. Schwarz
Stock symbol
MMI
Transactions as of
Mar 10, 2022
Transactions value $
-$12,103
Form type
4
Date filed
3/14/2022, 08:23 PM
Previous filing
Feb 18, 2022
Next filing
Feb 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MMI Common Stock Options Exercise +128 +2.19% 5.97K Mar 10, 2022 By Trust F1, F2
transaction MMI Common Stock Tax liability -$2.03K -45 -0.75% $45.16 5.93K Mar 10, 2022 By Trust F2, F3
transaction MMI Common Stock Options Exercise +404 +6.82% 6.33K Mar 10, 2022 By Trust F1, F2
transaction MMI Common Stock Tax liability -$6.37K -141 -2.23% $45.16 6.19K Mar 10, 2022 By Trust F2, F3
transaction MMI Common Stock Options Exercise +147 +2.38% 6.34K Mar 10, 2022 By Trust F1, F2
transaction MMI Common Stock Tax liability -$2.3K -51 -0.81% $45.16 6.28K Mar 10, 2022 By Trust F2, F3
transaction MMI Common Stock Options Exercise +89 +1.42% 6.37K Mar 10, 2022 By Trust F1, F2
transaction MMI Common Stock Tax liability -$1.4K -31 -0.49% $45.16 6.34K Mar 10, 2022 By Trust F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MMI Restricted Stock Units Options Exercise $0 -128 -49.61% $0.00 130 Mar 10, 2022 Common Stock 128 Direct F1, F4
transaction MMI Restricted Stock Units Options Exercise $0 -404 -33.17% $0.00 814 Mar 10, 2022 Common Stock 404 Direct F1, F5
transaction MMI Restricted Stock Units Options Exercise $0 -147 -25% $0.00 441 Mar 10, 2022 Common Stock 147 Direct F1, F6
transaction MMI Restricted Stock Units Options Exercise $0 -89 -19.87% $0.00 359 Mar 10, 2022 Common Stock 89 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2 Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.
F3 Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2022.
F4 The restricted stock units vest in five equal annual installments beginning March 10, 2019.
F5 The restricted stock units vest in five equal annual installments beginning March 10, 2020.
F6 The restricted stock units vest in five equal annual installments beginning March 10, 2021.
F7 The restricted stock units vest in five equal annual installments beginning March 10, 2022.