Richard D. Matricaria - Mar 10, 2022 Form 4 Insider Report for Marcus & Millichap, Inc. (MMI)

Role
EVP & COO - Western Division
Signature
/s/ Richard D. Matricaria
Stock symbol
MMI
Transactions as of
Mar 10, 2022
Transactions value $
-$154,854
Form type
4
Date filed
3/14/2022, 08:19 PM
Previous filing
Feb 18, 2022
Next filing
May 12, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MMI Common Stock Options Exercise +1.29K +184.86% 1.99K Mar 10, 2022 Direct F1
transaction MMI Common Stock Tax liability -$29K -642 -32.2% $45.16 1.35K Mar 10, 2022 Direct F2
transaction MMI Common Stock Options Exercise +1.37K +101.48% 2.72K Mar 10, 2022 Direct F1
transaction MMI Common Stock Tax liability -$30.8K -682 -25.04% $45.16 2.04K Mar 10, 2022 Direct F2
transaction MMI Common Stock Options Exercise +1.87K +91.77% 3.92K Mar 10, 2022 Direct F1
transaction MMI Common Stock Tax liability -$42K -930 -23.75% $45.16 2.99K Mar 10, 2022 Direct F2
transaction MMI Common Stock Options Exercise +2.36K +79.17% 5.35K Mar 10, 2022 Direct F1
transaction MMI Common Stock Tax liability -$53.1K -1.18K -21.96% $45.16 4.18K Mar 10, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MMI Restricted Stock Units Options Exercise $0 -1.29K -50% $0.00 1.29K Mar 10, 2022 Common Stock 1.29K Direct F1, F3
transaction MMI Restricted Stock Units Options Exercise $0 -1.37K -33.3% $0.00 2.75K Mar 10, 2022 Common Stock 1.37K Direct F1, F4
transaction MMI Restricted Stock Units Options Exercise $0 -1.87K -24.99% $0.00 5.63K Mar 10, 2022 Common Stock 1.87K Direct F1, F5
transaction MMI Restricted Stock Units Options Exercise $0 -2.36K -20% $0.00 9.46K Mar 10, 2022 Common Stock 2.36K Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2 Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2022.
F3 The restricted stock units vest in five equal annual installments beginning March 10, 2019.
F4 The restricted stock units vest in five equal annual installments beginning March 10, 2020.
F5 The restricted stock units vest in five equal annual installments beginning March 10, 2021.
F6 The restricted stock units vest in five equal annual installments beginning March 10, 2022.