Retv Gp, Llc - Mar 10, 2022 Form 4 Insider Report for SmartRent, Inc. (SMRT)

Role
10%+ Owner
Signature
RETV GP, LLC, By /s/ John Helm, Managing Director
Stock symbol
SMRT
Transactions as of
Mar 10, 2022
Transactions value $
$1,874
Form type
4
Date filed
3/14/2022, 04:12 PM
Previous filing
Feb 25, 2022
Next filing
May 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMRT Class A Common Stock Exercise of in-the-money or at-the-money derivative security $1.87K +937K +19.6% $0.00* 5.72M Mar 10, 2022 By RET Ventures SPV I, L.P. F1
holding SMRT Class A Common Stock 25.6M Mar 10, 2022 By Real Estate Technology Ventures, L.P. F2
holding SMRT Class A Common Stock 447K Mar 10, 2022 By Real Estate Technology Ventures Associates, L.P. F3
holding SMRT Class A Common Stock 5.89M Mar 10, 2022 By Real Estate Technology Ventures-A, L.P. F4
holding SMRT Class A Common Stock 389K Mar 10, 2022 By Real Estate Technology Ventures II, L.P. F5
holding SMRT Class A Common Stock 9.07K Mar 10, 2022 By Real Estate Technology Ventures Associates II, L.P. F6
holding SMRT Class A Common Stock 33K Mar 10, 2022 Direct F7, F8
holding SMRT Class A Common Stock 14.3K Mar 10, 2022 Direct F7, F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMRT Warrants Exercise of in-the-money or at-the-money derivative security $0 -937K -100% $0.00* 0 Mar 10, 2022 Class A Common Stock 937K $0.00 By RET Ventures SPV I, L.P. F1, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares are held directly by RET Ventures SPV I, L.P. ("RET SPV I"). RETV GP, LLC ("RET GP I") is the general partner of RET SPV I and may be deemed to beneficially own the shares held by RET SPV I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET SPV I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.
F2 Shares are held directly by Real Estate Technology Ventures, L.P. ("RET Fund I"). RET GP I is the general partner of RET Fund I and may be deemed to beneficially own the shares held by RET Fund I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Fund I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.
F3 Shares are held directly by Real Estate Technology Ventures Associates, L.P. ("RET Associates I"). RET GP I is the general partner of RET Associates I and may be deemed to beneficially own the shares held by RET Associates I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Associates I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.
F4 Shares are held directly by Real Estate Technology Ventures-A, L.P. ("RET Fund I-A"). RET GP I is the general partner of RET Fund I-A and may be deemed to beneficially own the shares held by RET Fund I-A. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Fund I-A. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.
F5 Shares are held directly by Real Estate Technology Ventures II, L.P. ("RET Fund II"). RETV GP II, LLC ("RET GP II") is the general partner of RET Fund II and may be deemed to beneficially own the shares held by RET Fund II. John Helm and Christopher Yip are Managing Directors of RET GP II, and may be deemed to share voting and investment power over the shares held by RET Fund II. Each of RET GP II and Messrs. Helm and Yip disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.
F6 Shares are held directly by Real Estate Technology Ventures Associates II, L.P. ("RET Associates II"). RETV GP II is the general partner of RET Associates II and may be deemed to beneficially own the shares held by RET Associates II. John Helm and Christopher Yip are Managing Directors of RET GP II, and may be deemed to share voting and investment power over the shares held by RET Associates II. Each of RET GP II and Messrs. Helm and Yip disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.
F7 The shares held by the Reporting Person reported herein reflect the receipt of shares pursuant to pro rata distributions in kind, effected by each of RET GP I and RET GP II to its members for no additional consideration, including the Reporting Person. The receipt of such shares by the Reporting Person constituted a change in form of ownership from indirect to direct, which was exempt from reporting pursuant to Rule 16a-13.
F8 Shares are held directly by John Helm
F9 Shares are held directly by Christopher Yip
F10 Immediately exercisable.