Key facts
- This page summarizes Jonathan Chadwick's Form 4 filing for Confluent, Inc. (CFLT).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 11 Mar 2022, 19:11.
Jonathan Chadwick - 10 Mar 2022 Form 4 Insider Report for Confluent, Inc. (CFLT)
- Reporting relationship
- Director
- Issuer ticker
- CFLT
- Reported as of
- 10 Mar 2022
- Net transaction value
- -$575,269
- SEC form
- 4
- Accepted by SEC
- 11 Mar 2022, 19:11:17 UTC
- Prior SEC filing
- 08 Mar 2022
- Next SEC filing
- 17 Mar 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Melanie Vinson, Attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jonathan Chadwick filed Form 4 for Confluent, Inc. (CFLT) on 11 Mar 2022.
Change
- Previous filing in this sequence was filed on 08 Mar 2022.
- Current net transaction value: -$575,269.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CFLT
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- Shares
- +16,625
- Change %
- Price
- Shares after
- 16,625
- Date
- 10 Mar 2022
- Ownership
- Direct
- Footnotes
- F1
CFLT
transaction
Class A Common Stock
Sale
- Transaction value
- $344,316
- Shares
- -10,015
- Change %
- -60%
- Price
- $34.38
- Shares after
- 6,610
- Date
- 10 Mar 2022
- Ownership
- Direct
- Footnotes
- F2, F3
CFLT
transaction
Class A Common Stock
Sale
- Transaction value
- $230,953
- Shares
- -6,610
- Change %
- -100%
- Price
- $34.94
- Shares after
- 0
- Date
- 10 Mar 2022
- Ownership
- Direct
- Footnotes
- F2, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CFLT
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -16,625
- Change %
- -2.6%
- Price
- $0.000000
- Shares after
- 631,750
- Date
- 10 Mar 2022
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 16,625
- Exercise price
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Footnote F2
Shares sold pursuant to a 10b5-1 trading plan adopted September 15, 2021.
Footnote F3
The shares were sold at prices ranging from $33.69 to $34.67. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F4
The shares were sold at prices ranging from $34.69 to $35.45. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.