Stuart Aitken - 08 Mar 2022 Form 4 Insider Report for KROGER CO (KR)

Reporting relationship: Senior Vice President
Issuer ticker: KR
Reported as of: 08 Mar 2022
Net transaction value: -$1,131,709
SEC form: 4
Accepted by SEC: 09 Mar 2022, 15:28:54 UTC
Prior SEC filing: 17 Dec 2021
Next SEC filing: 14 Mar 2022
Source filing: View source filing
Reporting owner signature: /s/ Stuart Aitken, by Dorothy D. Roberts, Attorney-in-Fact

Key filing fact

Stuart Aitken filed Form 4 for KROGER CO (KR) on 09 Mar 2022.

Key facts

This page summarizes Stuart Aitken's Form 4 filing for KROGER CO (KR).
6 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 09 Mar 2022, 15:28.

Change

Previous filing in this sequence was filed on 17 Dec 2021.
Current net transaction value: -$1,131,709.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

KR transaction

Common Stock

Options Exercise

Transaction value: $855,756
Shares: +22,326
Change %: +13%
Price: $38.33
Shares after: 199,919
Date: 08 Mar 2022
Ownership: Direct

KR transaction

Common Stock

Options Exercise

Transaction value: $1,305,353
Shares: +34,828
Change %: +17%
Price: $37.48
Shares after: 234,747
Date: 08 Mar 2022
Ownership: Direct

KR transaction

Common Stock

Sale

Transaction value: $3,233,135
Shares: -56,087
Change %: -24%
Price: $57.64
Shares after: 178,660
Date: 08 Mar 2022
Ownership: Direct
Footnotes: F1

KR transaction

Common Stock

Sale

Transaction value: $59,683
Shares: -1,067
Change %: -0.6%
Price: $55.94
Shares after: 177,593
Date: 08 Mar 2022
Ownership: Direct

KR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,018
Date: 08 Mar 2022
Ownership: by Spouse

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

KR transaction Derivative

Non-Qualified Stock Option

Options Exercise

Transaction value: $0
Shares: -22,326
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 08 Mar 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 22,326
Exercise price: $38.33
Footnotes: F2

KR transaction Derivative

Non-Qualified Stock Option

Options Exercise

Transaction value: $0
Shares: -34,828
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 08 Mar 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 34,828
Exercise price: $37.48
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.50 to $57.75, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Footnote F2

These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.