Samuel J. Gesten - 07 Mar 2022 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role: Chief Legal Officer
Signature: Samuel J. Gesten
Issuer symbol: STAA
Transactions as of: 07 Mar 2022
Net transactions value: $0
Form type: 4
Filing time: 08 Mar 2022, 17:45:36 UTC
Previous filing: 05 Oct 2021
Next filing: 08 Mar 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	STAA	Common Stock	Options Exercise	$0	+7,216	+26%	$0.000000	34,799	07 Mar 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	STAA	Common Stock Options	Options Exercise	$0	+15,010		$0.000000	15,010	07 Mar 2022	Common Stock	15,010	$74.80	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Award of 7216 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/7/23, 1/3 of the RSUs on 3/7/24, and the remaining 1/3 of the RSUs on 3/7/25.
F2	The options granted become exercisable as follows: 1/3 on 3/7/2023 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/7/2025.