John Patrick Ryan - Dec 31, 2021 Form 5 Insider Report for Exterran Corp (EXTN)

Role
Director
Signature
/s/ Kelly M. Battle, Attorney-in-fact
Stock symbol
EXTN
Transactions as of
Dec 31, 2021
Transactions value $
$21,879
Form type
5
Date filed
3/8/2022, 05:38 PM
Previous filing
Aug 13, 2021
Next filing
Mar 8, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EXTN Phanton Units Award $21.9K +4.95K +14.22% $4.42 39.8K Nov 5, 2021 Common Stock 4.95K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 5, 2021, Exterran Corporation (the "Company") made a grant of phantom units under the 2020 Omnibus Incentive Plan (the "Plan") representing payment to the reporting person of retainer and meeting fees. The phantom units become payable in shares of common stock within 30 days following (i) a deferral date selected by the reporting person, (ii) the reporting person's Separation from Service (as defined in the Plan) for any reason or (iii) the date of a Change of Control (as defined in the Plan) of the Company. The transaction was inadvertently not reported, and reflects the effect of other transactions that have occurred since the date of reporting person's last Form 4.