John Patrick Ryan - 31 Dec 2021 Form 5 Insider Report for Exterran Corp

Reporting relationship: Director
Issuer ticker: N/A
Reported as of: 31 Dec 2021
Net transaction value: +$21,879
SEC form: 5
Accepted by SEC: 08 Mar 2022, 17:38:19 UTC
Prior SEC filing: 13 Aug 2021
Next SEC filing: 08 Mar 2022
Source filing: View source filing
Reporting owner signature: /s/ Kelly M. Battle, Attorney-in-fact

Key filing fact

John Patrick Ryan filed Form 5 for Exterran Corp on 08 Mar 2022.

Key facts

This page summarizes John Patrick Ryan's Form 5 filing for Exterran Corp.
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 08 Mar 2022, 17:38.

Change

Previous filing in this sequence was filed on 13 Aug 2021.
Current net transaction value: +$21,879.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 5 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

EXTN transaction Derivative

Phanton Units

Award

Transaction value: $21,879
Shares: +4,950
Change %: +14%
Price: $4.42
Shares after: 39,769
Date: 05 Nov 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 4,950
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

On November 5, 2021, Exterran Corporation (the "Company") made a grant of phantom units under the 2020 Omnibus Incentive Plan (the "Plan") representing payment to the reporting person of retainer and meeting fees. The phantom units become payable in shares of common stock within 30 days following (i) a deferral date selected by the reporting person, (ii) the reporting person's Separation from Service (as defined in the Plan) for any reason or (iii) the date of a Change of Control (as defined in the Plan) of the Company. The transaction was inadvertently not reported, and reflects the effect of other transactions that have occurred since the date of reporting person's last Form 4.