Stephen Michael Moore - 17 Feb 2022 Form 3 Insider Report for Personalis, Inc. (PSNL)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
08 Mar 2022, 16:40:17 UTC
Next SEC filing
04 May 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Aaron Tachibana, Attorney-in-Fact

Key filing fact

Stephen Michael Moore filed Form 3 for Personalis, Inc. (PSNL) on 08 Mar 2022.

Key facts

  • This page summarizes Stephen Michael Moore's Form 3 filing for Personalis, Inc. (PSNL).
  • 0 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 08 Mar 2022, 16:40.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PSNL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
45,639
Date
17 Feb 2022
Ownership
Direct
Footnotes
F1
PSNL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
11,475
Date
17 Feb 2022
Ownership
Direct
Footnotes
F2
PSNL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
25,000
Date
17 Feb 2022
Ownership
Direct
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PSNL holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
17 Feb 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
100,000
Exercise price
$10.81
Footnotes
F4
PSNL holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
17 Feb 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
25,000
Exercise price
$19.74
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs shall vest in annual installments over four years with the first installment vesting on April 29, 2021.

Footnote F2

Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs shall vest in semi-annual installments over four years with the first installment vesting on November 15, 2021.

Footnote F3

Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs shall vest in semi-annual installments over three years with the first installment vesting on June 14, 2022.

Footnote F4

The shares subject to the option vest as to 25% shares underlying the option vest on April 29, 2021 and 1/48th of the total shares underlying the option vest in 36 equal monthly installments thereafter.

Footnote F5

The shares subject to the option vest in 48 equal monthly installments with the first installment vesting on June 15, 2021.

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