Catherine A. O'Callaghan - 04 Mar 2021 Form 4 Insider Report for FORD MOTOR CO (F)

Role
Controller
Signature
Victoria Pool, Attorney-in-Fact
Issuer symbol
F
Transactions as of
04 Mar 2021
Net transactions value
-$795,724
Form type
4
Filing time
08 Mar 2022, 16:20:35 UTC
Next filing
03 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction F Common Stock, $0.01 par value Options Exercise +13,983 +48% 43,292 04 Mar 2022 Direct F1
transaction F Common Stock, $0.01 par value Options Exercise +29,337 +68% 72,629 04 Mar 2022 Direct F1
transaction F Common Stock, $0.01 par value Options Exercise +8,519 +12% 81,148 04 Mar 2022 Direct F1
transaction F Common Stock, $0.01 par value Options Exercise +7,465 +9.2% 88,613 04 Mar 2022 Direct F1
transaction F Common Stock, $0.01 par value Options Exercise +10,498 +12% 99,111 04 Mar 2022 Direct F1
transaction F Common Stock, $0.01 par value Options Exercise +29,639 +30% 128,750 04 Mar 2022 Direct F2
transaction F Common Stock, $0.01 par value Tax liability $787,586 -46,741 -36% $16.85 82,009 04 Mar 2022 Direct F3
transaction F Common Stock, $0.01 par value Options Exercise +1,271 +3.2% 40,613 04 Mar 2022 by Spouse F4, F5
transaction F Common Stock, $0.01 par value Options Exercise +943 +2.3% 41,556 04 Mar 2022 by Spouse F4, F5
transaction F Common Stock, $0.01 par value Options Exercise +685 +1.6% 42,241 04 Mar 2022 by Spouse F4, F5
transaction F Common Stock, $0.01 par value Tax liability $8,139 -483 -1.1% $16.85 41,758 04 Mar 2022 by Spouse F5, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction F Ford Stock Units Options Exercise -10,498 -100% 0 04 Mar 2022 Common Stock, $0.01 par value 10,498 Direct F1
transaction F Ford Stock Units Options Exercise -13,983 -49% 14,407 04 Mar 2022 Common Stock, $0.01 par value 13,983 Direct F1
transaction F Ford Stock Units Options Exercise -8,519 -33% 17,298 04 Mar 2022 Common Stock, $0.01 par value 8,519 Direct F1
transaction F Ford Stock Units Options Exercise -7,465 -100% 0 04 Mar 2022 Common Stock, $0.01 par value 7,465 Direct F1
transaction F Ford Stock Units Award +16,617 16,617 04 Mar 2022 Common Stock, $0.01 par value 16,617 Direct F7
transaction F Ford Stock Units Award +58,675 58,675 04 Mar 2021 Common Stock, $0.01 par value 58,675 Direct F8, F9
transaction F Ford Stock Units Options Exercise -29,337 -50% 29,338 04 Mar 2022 Common Stock, $0.01 par value 29,337 Direct F1
transaction F Ford Stock Units Options Exercise -943 -100% 0 04 Mar 2022 Common Stock, $0.01 par value 943 by Spouse F4, F10, F11
transaction F Ford Stock Units Options Exercise -1,271 -49% 1,312 04 Mar 2022 Common Stock, $0.01 par value 1,271 by Spouse F4, F10, F11
transaction F Ford Stock Units Options Exercise -685 -33% 1,392 04 Mar 2022 Common Stock, $0.01 par value 685 by Spouse F4, F10, F11
transaction F Ford Stock Units Award +1,468 1,468 04 Mar 2022 Common Stock, $0.01 par value 1,468 by Spouse F11, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.
F2 These shares were acquired under the Company's Long-Term Incentive Plan without payment by me and are a final award related to a 2019 performance-based restricted stock unit opportunity.
F3 These shares were withheld by the Company to cover my income tax liability relating to the award vesting of Common Stock under the Company's Long-Term Incentive Plan.
F4 The reported transaction involved the conversion, without payment by my spouse or me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.
F5 These shares are held by my spouse.
F6 These shares were withheld by the Company to cover my spouse's income tax liability relating to vesting of awards of Common Stock under the Company's Long-Term Incentive Plan.
F7 These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2022), 66% after two years, and in full after three years.
F8 These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. As reported on this Form 4, 29,337 of these Ford Stock Units were converted and distributed to me in shares of Common Stock, without payment, on March 4, 2022. The remainder will be converted and distributed to me in shares of Common Stock, without payment, on March 4, 2023.
F9 The reported award was inadvertently omitted from the reporting person's Form 4 filed on March 8, 2021.
F10 The balance shown includes additional units resulting from reinvestment of dividend equivalents.
F11 These Ford Stock Units are held by my spouse.
F12 These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by my spouse or me. These Ford Restricted Stock Units will be converted and distributed to my spouse, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2022), 66% after two years, and in full after three years.