Catherine A. O'Callaghan - Mar 4, 2021 Form 4 Insider Report for FORD MOTOR CO (F)

Role
Controller
Signature
Victoria Pool, Attorney-in-Fact
Stock symbol
F
Transactions as of
Mar 4, 2021
Transactions value $
-$795,724
Form type
4
Date filed
3/8/2022, 04:20 PM
Next filing
Jun 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction F Common Stock, $0.01 par value Options Exercise +14K +47.71% 43.3K Mar 4, 2022 Direct F1
transaction F Common Stock, $0.01 par value Options Exercise +29.3K +67.77% 72.6K Mar 4, 2022 Direct F1
transaction F Common Stock, $0.01 par value Options Exercise +8.52K +11.73% 81.1K Mar 4, 2022 Direct F1
transaction F Common Stock, $0.01 par value Options Exercise +7.47K +9.2% 88.6K Mar 4, 2022 Direct F1
transaction F Common Stock, $0.01 par value Options Exercise +10.5K +11.85% 99.1K Mar 4, 2022 Direct F1
transaction F Common Stock, $0.01 par value Options Exercise +29.6K +29.9% 129K Mar 4, 2022 Direct F2
transaction F Common Stock, $0.01 par value Tax liability -$788K -46.7K -36.3% $16.85 82K Mar 4, 2022 Direct F3
transaction F Common Stock, $0.01 par value Options Exercise +1.27K +3.23% 40.6K Mar 4, 2022 by Spouse F4, F5
transaction F Common Stock, $0.01 par value Options Exercise +943 +2.32% 41.6K Mar 4, 2022 by Spouse F4, F5
transaction F Common Stock, $0.01 par value Options Exercise +685 +1.65% 42.2K Mar 4, 2022 by Spouse F4, F5
transaction F Common Stock, $0.01 par value Tax liability -$8.14K -483 -1.14% $16.85 41.8K Mar 4, 2022 by Spouse F5, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction F Ford Stock Units Options Exercise -10.5K -100% 0 Mar 4, 2022 Common Stock, $0.01 par value 10.5K Direct F1
transaction F Ford Stock Units Options Exercise -14K -49.25% 14.4K Mar 4, 2022 Common Stock, $0.01 par value 14K Direct F1
transaction F Ford Stock Units Options Exercise -8.52K -33% 17.3K Mar 4, 2022 Common Stock, $0.01 par value 8.52K Direct F1
transaction F Ford Stock Units Options Exercise -7.47K -100% 0 Mar 4, 2022 Common Stock, $0.01 par value 7.47K Direct F1
transaction F Ford Stock Units Award +16.6K 16.6K Mar 4, 2022 Common Stock, $0.01 par value 16.6K Direct F7
transaction F Ford Stock Units Award +58.7K 58.7K Mar 4, 2021 Common Stock, $0.01 par value 58.7K Direct F8, F9
transaction F Ford Stock Units Options Exercise -29.3K -50% 29.3K Mar 4, 2022 Common Stock, $0.01 par value 29.3K Direct F1
transaction F Ford Stock Units Options Exercise -943 -100% 0 Mar 4, 2022 Common Stock, $0.01 par value 943 by Spouse F4, F10, F11
transaction F Ford Stock Units Options Exercise -1.27K -49.21% 1.31K Mar 4, 2022 Common Stock, $0.01 par value 1.27K by Spouse F4, F10, F11
transaction F Ford Stock Units Options Exercise -685 -32.98% 1.39K Mar 4, 2022 Common Stock, $0.01 par value 685 by Spouse F4, F10, F11
transaction F Ford Stock Units Award +1.47K 1.47K Mar 4, 2022 Common Stock, $0.01 par value 1.47K by Spouse F11, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.
F2 These shares were acquired under the Company's Long-Term Incentive Plan without payment by me and are a final award related to a 2019 performance-based restricted stock unit opportunity.
F3 These shares were withheld by the Company to cover my income tax liability relating to the award vesting of Common Stock under the Company's Long-Term Incentive Plan.
F4 The reported transaction involved the conversion, without payment by my spouse or me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.
F5 These shares are held by my spouse.
F6 These shares were withheld by the Company to cover my spouse's income tax liability relating to vesting of awards of Common Stock under the Company's Long-Term Incentive Plan.
F7 These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2022), 66% after two years, and in full after three years.
F8 These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. As reported on this Form 4, 29,337 of these Ford Stock Units were converted and distributed to me in shares of Common Stock, without payment, on March 4, 2022. The remainder will be converted and distributed to me in shares of Common Stock, without payment, on March 4, 2023.
F9 The reported award was inadvertently omitted from the reporting person's Form 4 filed on March 8, 2021.
F10 The balance shown includes additional units resulting from reinvestment of dividend equivalents.
F11 These Ford Stock Units are held by my spouse.
F12 These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by my spouse or me. These Ford Restricted Stock Units will be converted and distributed to my spouse, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2022), 66% after two years, and in full after three years.