Jeremy Rohen - Mar 3, 2022 Form 4 Insider Report for Axalta Coating Systems Ltd. (AXTA)

Role
SVP, Strategy & Business Dev
Signature
/s/ Alex Tablin-Wolf, attorney-in-fact
Stock symbol
AXTA
Transactions as of
Mar 3, 2022
Transactions value $
-$16,267
Form type
4
Date filed
3/7/2022, 05:33 PM
Previous filing
Feb 17, 2022
Next filing
Jul 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXTA Common Shares Options Exercise +1.92K +102.84% 3.79K Mar 3, 2022 Direct F1
transaction AXTA Common Shares Tax liability -$16.3K -631 -16.64% $25.78 3.16K Mar 3, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXTA Restricted Stock Units Options Exercise $0 -1.92K -33.33% $0.00 3.85K Mar 3, 2022 Common Shares 1.92K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common shares on a one-for-one basis.
F2 Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.
F3 On March 3, 2021, the reporting person was granted 5,767 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.