Robert S. Lehman - 03 Mar 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role: Chief Business Officer
Signature: /s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol: COMP
Transactions as of: 03 Mar 2022
Net transactions value: -$19,933
Form type: 4
Filing time: 07 Mar 2022, 16:09:59 UTC
Previous filing: 07 Feb 2022
Next filing: 29 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	COMP	Class A Common Stock	Options Exercise	$0	+6,750	+2%	$0.000000	345,419	03 Mar 2022	Direct	F1
transaction	COMP	Class A Common Stock	Tax liability	$19,933	-2,672	-0.77%	$7.46	342,747	03 Mar 2022	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-6,750	-4.3%	$0.000000	148,560	03 Mar 2022	Class A Common Stock	6,750		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2	Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3	The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.