David F. Novack - 02 Mar 2022 Form 4 Insider Report for DYNAVAX TECHNOLOGIES CORP (DVAX)

Role
President & COO
Signature
/s/ David Novack
Issuer symbol
DVAX
Transactions as of
02 Mar 2022
Net transactions value
-$432,099
Form type
4
Filing time
04 Mar 2022, 20:18:01 UTC
Previous filing
14 Feb 2022
Next filing
09 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVAX Common Stock Award $10,383 +1,009 +1% $10.29 97,575 15 Feb 2022 Direct F1
transaction DVAX Common Stock Options Exercise +17,500 +18% 115,075 02 Mar 2022 Direct F2
transaction DVAX Common Stock Sale $113,976 -10,783 -9.4% $10.57 104,292 03 Mar 2022 Direct F3
transaction DVAX Common Stock Sale $328,505 -31,079 -30% $10.57 73,213 03 Mar 2022 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVAX Restricted Stock Unit Options Exercise +17,500 +100% 35,000 02 Mar 2022 Common Stock 17,500 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,009 shares acquired under issuer's 2014 Employee Stock Purchase Plan (ESPP) on February 15, 2022.
F2 Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 3, 2021.
F3 The reporting person is reporting the sale of 10,783 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on March 2, 2022.
F4 The reporting person is reporting the sale of 31,079 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on March 2, 2022. The conversion of the RSUs into common stock was reported on the reporting person's Form 4 on February 14, 2022.