David Novack - Mar 2, 2022 Form 4 Insider Report for DYNAVAX TECHNOLOGIES CORP (DVAX)

Role
President & COO
Signature
/s/ David Novack
Stock symbol
DVAX
Transactions as of
Mar 2, 2022
Transactions value $
-$432,099
Form type
4
Date filed
3/4/2022, 08:18 PM
Previous filing
Feb 14, 2022
Next filing
Aug 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVAX Common Stock Award $10.4K +1.01K +1.04% $10.29 97.6K Feb 15, 2022 Direct F1
transaction DVAX Common Stock Options Exercise +17.5K +17.93% 115K Mar 2, 2022 Direct F2
transaction DVAX Common Stock Sale -$114K -10.8K -9.37% $10.57 104K Mar 3, 2022 Direct F3
transaction DVAX Common Stock Sale -$329K -31.1K -29.8% $10.57 73.2K Mar 3, 2022 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVAX Restricted Stock Unit Options Exercise +17.5K +100% 35K Mar 2, 2022 Common Stock 17.5K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,009 shares acquired under issuer's 2014 Employee Stock Purchase Plan (ESPP) on February 15, 2022.
F2 Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 3, 2021.
F3 The reporting person is reporting the sale of 10,783 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on March 2, 2022.
F4 The reporting person is reporting the sale of 31,079 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on March 2, 2022. The conversion of the RSUs into common stock was reported on the reporting person's Form 4 on February 14, 2022.