Juho Parkkinen - 02 Mar 2022 Form 4 Insider Report for C3.ai, Inc. (AI)

Role
SVP & Chief Financial Officer
Signature
/s/ Richard J. Lutton, Jr., Attorney-in-Fact
Issuer symbol
AI
Transactions as of
02 Mar 2022
Net transactions value
$0
Form type
4
Filing time
04 Mar 2022, 19:46:58 UTC
Previous filing
28 Dec 2021
Next filing
17 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Award $0 +120,000 +200% $0.000000 180,000 02 Mar 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AI Stock Option (Right to Buy) Award $0 +170,000 $0.000000 170,000 04 Mar 2022 Class A Common Stock 170,000 $20.05 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock upon settlement. Five percent (5%) of each such RSU award shall vest on the last day of each fiscal quarter following March 1, 2022, so long as the Reporting Person continues to provide services through such vesting dates.
F2 1/60th of the shares subject to the option vest on a monthly basis from March 1, 2022 until the grant is fully vested, so long as the Reporting Person continues to provide services through such vesting dates.