Robert Janssen - 02 Mar 2022 Form 4 Insider Report for DYNAVAX TECHNOLOGIES CORP (DVAX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
04 Mar 2022, 19:04:58 UTC
Prior SEC filing
14 Feb 2022
Next SEC filing
09 Aug 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Robert Janssen

Key filing fact

Robert Janssen filed Form 4 for DYNAVAX TECHNOLOGIES CORP (DVAX) on 04 Mar 2022.

Key facts

  • This page summarizes Robert Janssen's Form 4 filing for DYNAVAX TECHNOLOGIES CORP (DVAX).
  • 5 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 04 Mar 2022, 19:04.

Change

  • Previous filing in this sequence was filed on 14 Feb 2022.
  • Current net transaction value: -$249,192.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DVAX transaction

Common Stock

Award

Transaction value
$4,805
Shares
+467
Change %
+1.2%
Price
$10.29
Shares after
38,743
Date
15 Feb 2022
Ownership
Direct
Footnotes
F1
DVAX transaction

Common Stock

Options Exercise

Transaction value
Shares
+10,000
Change %
+26%
Price
Shares after
48,743
Date
02 Mar 2022
Ownership
Direct
Footnotes
F2
DVAX transaction

Common Stock

Sale

Transaction value
$66,275
Shares
-6,276
Change %
-13%
Price
$10.56
Shares after
42,467
Date
03 Mar 2022
Ownership
Direct
Footnotes
F3
DVAX transaction

Common Stock

Sale

Transaction value
$187,723
Shares
-17,760
Change %
-42%
Price
$10.57
Shares after
24,707
Date
03 Mar 2022
Ownership
Direct
Footnotes
F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

DVAX transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
Shares
+10,000
Change %
+100%
Price
Shares after
20,000
Date
02 Mar 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,000
Exercise price
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Includes 467 shares acquired under issuer's 2014 Employee Stock Purchase Plan (ESPP) on February 15, 2022.

Footnote F2

Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 3, 2021.

Footnote F3

The reporting person is reporting the sale of 6276 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on March 2, 2022.

Footnote F4

The reporting person is reporting the sale of 17,760 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on March 2, 2022. The conversion of the RSUs into common stock was reported on the reporting person's Form 4 on February 14, 2022.

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