Justin Burgess - 02 Mar 2022 Form 4 Insider Report for DYNAVAX TECHNOLOGIES CORP (DVAX)

Role
Principal Accounting Officer
Signature
/s/ JUSTIN BURGESS
Issuer symbol
DVAX
Transactions as of
02 Mar 2022
Net transactions value
-$225,996
Form type
4
Filing time
04 Mar 2022, 19:03:19 UTC
Previous filing
14 Feb 2022
Next filing
18 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVAX Common Stock Award $1,369 +133 +3.6% $10.29 3,854 15 Feb 2022 Direct F1
transaction DVAX Common Stock Options Exercise +3,906 +101% 7,760 02 Mar 2022 Direct F2
transaction DVAX Common Stock Sale $41,325 -3,906 -50% $10.58 3,854 03 Mar 2022 Direct
transaction DVAX Common Stock Options Exercise +8,417 +218% 12,271 02 Mar 2022 Direct F3
transaction DVAX Common Stock Sale $89,052 -8,417 -69% $10.58 3,854 03 Mar 2022 Direct
transaction DVAX Common Stock Options Exercise +3,167 +82% 7,021 02 Mar 2022 Direct F4
transaction DVAX Common Stock Sale $33,507 -3,167 -45% $10.58 3,854 03 Mar 2022 Direct
transaction DVAX Common Stock Options Exercise +6,000 +156% 9,854 02 Mar 2022 Direct F4
transaction DVAX Common Stock Sale $63,480 -6,000 -61% $10.58 3,854 03 Mar 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVAX Restricted Stock Unit Options Exercise -3,906 -100% 0 02 Mar 2022 Common Stock 3,906 Direct F2
transaction DVAX Restricted Stock Unit Options Exercise -8,417 -33% 16,833 02 Mar 2022 Common Stock 8,417 Direct F3
transaction DVAX Restricted Stock Unit Options Exercise -3,167 -50% 3,166 02 Mar 2022 Common Stock 3,167 Direct F4
transaction DVAX Restricted Stock Unit Options Exercise -6,000 -100% 0 02 Mar 2022 Common Stock 6,000 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 133 shares acquired under Issuer's 2014 Employee Stock Purchase Plan (ESPP) on February 15, 2022.
F2 Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 22, 2019.
F3 Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 3, 2021.
F4 Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 12, 2020.
F5 Each RSU represents a contingent right to receive one share of common stock. The RSUs vest on the second anniversary of February 26, 2020.