Justin Burgess - Mar 2, 2022 Form 4 Insider Report for DYNAVAX TECHNOLOGIES CORP (DVAX)

Role
Principal Accounting Officer
Signature
/s/ JUSTIN BURGESS
Stock symbol
DVAX
Transactions as of
Mar 2, 2022
Transactions value $
-$225,996
Form type
4
Date filed
3/4/2022, 07:03 PM
Previous filing
Feb 14, 2022
Next filing
May 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVAX Common Stock Award $1.37K +133 +3.57% $10.29 3.85K Feb 15, 2022 Direct F1
transaction DVAX Common Stock Options Exercise +3.91K +101.35% 7.76K Mar 2, 2022 Direct F2
transaction DVAX Common Stock Sale -$41.3K -3.91K -50.34% $10.58 3.85K Mar 3, 2022 Direct
transaction DVAX Common Stock Options Exercise +8.42K +218.4% 12.3K Mar 2, 2022 Direct F3
transaction DVAX Common Stock Sale -$89.1K -8.42K -68.59% $10.58 3.85K Mar 3, 2022 Direct
transaction DVAX Common Stock Options Exercise +3.17K +82.17% 7.02K Mar 2, 2022 Direct F4
transaction DVAX Common Stock Sale -$33.5K -3.17K -45.11% $10.58 3.85K Mar 3, 2022 Direct
transaction DVAX Common Stock Options Exercise +6K +155.68% 9.85K Mar 2, 2022 Direct F4
transaction DVAX Common Stock Sale -$63.5K -6K -60.89% $10.58 3.85K Mar 3, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVAX Restricted Stock Unit Options Exercise -3.91K -100% 0 Mar 2, 2022 Common Stock 3.91K Direct F2
transaction DVAX Restricted Stock Unit Options Exercise -8.42K -33.33% 16.8K Mar 2, 2022 Common Stock 8.42K Direct F3
transaction DVAX Restricted Stock Unit Options Exercise -3.17K -50.01% 3.17K Mar 2, 2022 Common Stock 3.17K Direct F4
transaction DVAX Restricted Stock Unit Options Exercise -6K -100% 0 Mar 2, 2022 Common Stock 6K Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 133 shares acquired under Issuer's 2014 Employee Stock Purchase Plan (ESPP) on February 15, 2022.
F2 Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 22, 2019.
F3 Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 3, 2021.
F4 Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 12, 2020.
F5 Each RSU represents a contingent right to receive one share of common stock. The RSUs vest on the second anniversary of February 26, 2020.