Bart Ben Sanford - Mar 1, 2022 Form 4 Insider Report for Inogen Inc (INGN)

Role
EVP, Operations
Signature
/s/ Leslyn Cicekli, as Attorney-in-Fact
Stock symbol
INGN
Transactions as of
Mar 1, 2022
Transactions value $
-$104,468
Form type
4
Date filed
3/3/2022, 07:55 PM
Previous filing
Dec 3, 2021
Next filing
May 12, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction INGN Common Stock Award $0 +1.64K +33.51% $0.00 6.51K Mar 1, 2022 Direct F1
transaction INGN Common Stock Tax liability -$22.7K -644 -9.89% $35.21 5.87K Mar 1, 2022 Direct F2
transaction INGN Common Stock Award $0 +2.18K +37.21% $0.00 8.05K Mar 1, 2022 Direct F3
transaction INGN Common Stock Tax liability -$32.1K -911 -11.31% $35.21 7.14K Mar 1, 2022 Direct F4
transaction INGN Common Stock Award $0 +1.88K +26.33% $0.00 9.02K Mar 1, 2022 Direct F5
transaction INGN Common Stock Tax liability -$25.9K -737 -8.17% $35.21 8.29K Mar 1, 2022 Direct F6
transaction INGN Common Stock Options Exercise $0 +1.21K +14.65% $0.00 9.5K Mar 1, 2022 Direct
transaction INGN Common Stock Tax liability -$23.8K -675 -7.1% $35.21 8.83K Mar 1, 2022 Direct F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction INGN Restricted Stock Unit Options Exercise $0 -273 -11.11% $0.00 2.18K Mar 1, 2022 Common Stock 273 Direct F8, F9
transaction INGN Restricted Stock Unit Options Exercise $0 -941 -25.01% $0.00 2.82K Mar 1, 2022 Common Stock 941 Direct F8, F10
transaction INGN Restricted Stock Unit Award $0 +5.68K $0.00 5.68K Mar 1, 2022 Common Stock 5.68K Direct F8, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities represent shares earned and vested on March 1, 2022 based on achievement of the financial performance conditions for the 2021 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on March 1, 2019.
F2 The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with the 2019 performance-based restricted stock award granted on March 1, 2019 and vested on March 1, 2022.
F3 The reported securities represent shares earned and vested on March 1, 2022 based on achievement of the financial performance conditions for the 2021 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 1, 2020.
F4 The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with the 2020 performance-based restricted stock award granted on March 1, 2020 and vested on March 1, 2022.
F5 The reported securities represent shares earned and vested on March 1, 2022 based on achievement of the financial performance conditions for the 2021 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on March 1, 2021.
F6 The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with the 2021 performance-based restricted stock award granted on March 1, 2021 and vested on March 1, 2022.
F7 The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on March 1, 2022.
F8 Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.
F9 Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2021, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.
F10 Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2022, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.
F11 Subject to the reporting person's continued service, 1/3rd of the restricted stock units shall vest on March 1, 2023, and 1/3rd of the restricted stock units shall vest every year thereafter on the same day of the year as the vesting commencement date.