James Christopher Barry - Mar 1, 2022 Form 4 Insider Report for NUVASIVE INC (NUVA)

Role
Chief Executive Officer, Director
Signature
/s/ Nathaniel B. Sisitsky, Attorney-in-fact for James Christopher Barry
Stock symbol
NUVA
Transactions as of
Mar 1, 2022
Transactions value $
-$1,133,372
Form type
4
Date filed
3/3/2022, 04:46 PM
Previous filing
Feb 14, 2022
Next filing
Mar 30, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NUVA Common Stock Options Exercise $0 +53.5K +194.72% $0.00 81K Mar 1, 2022 Direct F1
transaction NUVA Common Stock Tax liability -$1.13M -20.8K -25.67% $54.51 60.2K Mar 1, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NUVA PRSUs Options Exercise $0 -19.3K -100% $0.00* 0 Mar 1, 2022 Common Stock 19.3K $0.00 Direct F3, F4
transaction NUVA RSUs Options Exercise $0 -34.2K -100% $0.00* 0 Mar 1, 2022 Common Stock 34.2K $0.00 Direct F5, F6
transaction NUVA RSUs Award $0 +45.9K $0.00 45.9K Mar 1, 2022 Common Stock 45.9K $0.00 Direct F5, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to previously disclosed Issuer equity awards.
F2 Shares withheld by the Issuer to satisfy tax withholding obligations.
F3 Each Performance Restricted Stock Unit ("PRSU") represents the right to receive one share of the Issuer's common stock upon vesting.
F4 This PRSU award was granted to the Reporting Person on November 5, 2018. In accordance with the terms of the PRSU award, the award vested as to 29,904 shares on November 5, 2021.
F5 Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's common stock upon vesting.
F6 This RSU award was granted to the Reporting Person on March 1, 2019. In accordance with the terms of the PRSU award, the award vested as to 34,200 shares on March 1, 2022.
F7 This RSU award was granted to the Reporting Person on March 1, 2022. In accordance with the terms of the RSU award, the award will vest in full on March 1, 2025.