| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | EVR | Shares of Class A common stock, par value $0.01 per share | Tax liability | $14,933,320 | +119,457 | +25% | $125.01 | 604,302 | 01 Mar 2022 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | EVR | Class I-P Units of Evercore LP | Conversion of derivative security | -400,000 | -100% | 0 | 01 Mar 2022 | Shares of Class A common stock, par value $0.01 per share | 400,000 | Direct | F2, F3 | |||
| transaction | EVR | Class I Units of Evercore LP | Conversion of derivative security | +400,000 | 400,000 | 01 Mar 2022 | Shares of Class A common stock, par value $0.01 per share | 400,000 | Direct | F2, F3 |
| Id | Content |
|---|---|
| F1 | These shares were surrendered to Evercore Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards. |
| F2 | Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications. |
| F3 | On March 1, 2022, in accordance with their terms, the 400,000 Class I-P Units of Evercore LP owned by Mr. Weinberg automatically vested and converted into 400,000 Class I Units of Evercore LP. |