Michael Edmund Evans - 01 Mar 2022 Form 4 Insider Report for Houghton Mifflin Harcourt Co

Role
EVP, Chief Revenue Officer
Signature
s/ William F. Bayers, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
01 Mar 2022
Net transactions value
+$2,818
Form type
4
Filing time
03 Mar 2022, 15:49:49 UTC
Previous filing
09 Nov 2021
Next filing
04 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HMHC Common Stock Award $2,818 +305 +0.98% $9.24 31,373 31 Dec 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HMHC Restricted Stock Units Award $0 +19,130 $0.000000 19,130 01 Mar 2022 Common Stock 19,130 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were acquired under the Houghton Mifflin Harcourt Company's (the Company") Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2 This grant of restricted stock units has a vesting schedule of three equal installments (one on each of the first three anniversaries of the grant date), subject to continued employment with Houghton Mifflin Harcourt Company (the "Company"). Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting.

Remarks:

William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company.